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What Investment & Securities organizations are saying about federal rules

516 Investment & Securities organizations have filed 1,283 comment letters on 148 proposed federal rules. The most active are Securities Industry and Financial Markets Association (SIFMA), Investment Company Institute, Managed Funds Association. Search their letters.

Comment letters

1,283

Organizations

516

Rules commented on

148

Agencies they write to most

SEC 822 CFTC 256 Treasury 219 OCC 107 FDIC 91 Federal Reserve 71 FinCEN 54 NCUA 46 CFPB 44 FHFA 38 Financial Stability Oversight Council 30 IRS 28 Labor Department 28 EBSA 26 FTC 14

Most active organizations

1. Securities Industry and Financial Markets Association (SIFMA) · 71 letters on 45 rules
2. Investment Company Institute · 55 letters on 44 rules
3. Managed Funds Association · 27 letters on 18 rules
4. The Investment Adviser Association · 25 letters on 19 rules
5. Nasdaq · 23 letters on 18 rules
6. Alternative Investment Management Association (AIMA) · 20 letters on 18 rules
7. American Investment Council · 17 letters on 16 rules
8. American Securities Association · 17 letters on 15 rules
9. Andreessen Horowitz · 17 letters on 16 rules
10. Federated Hermes, Inc. · 17 letters on 16 rules
11. Cboe Global Markets, Inc. · 16 letters on 14 rules
12. Global Legal Entity Identifier Foundation (GLEIF) · 16 letters on 14 rules
13. Intercontinental Exchange, Inc. (ICE) · 15 letters on 15 rules
14. International Swaps and Derivatives Association · 14 letters on 9 rules
15. CME Group Inc. · 12 letters on 12 rules
16. Kalshi · 12 letters on 8 rules
17. The Options Clearing Corporation · 12 letters on 12 rules
18. BlackRock, Inc. · 11 letters on 11 rules
19. Committee on Capital Markets Regulation · 11 letters on 11 rules
20. North American Securities Administrators Association, Inc. (NASAA) · 11 letters on 10 rules
21. Ceres · 10 letters on 10 rules
22. Council of Institutional Investors (CII) · 10 letters on 10 rules
23. Fidelity Investments · 10 letters on 9 rules
24. Financial Industry Regulatory Authority (FINRA) · 10 letters on 9 rules
25. The SPARK Institute · 10 letters on 10 rules
26. American Retirement Association · 9 letters on 9 rules
27. Better Investing · 9 letters on 1 rule
28. Bloomberg L.P. · 9 letters on 5 rules
29. Citadel Securities · 9 letters on 9 rules
30. Elliott Investment Management L.P. · 9 letters on 2 rules
31. Futures Industry Association (FIA) · 9 letters on 8 rules
32. Healthy Markets Association · 9 letters on 8 rules
33. Structured Finance Association (SFA) · 9 letters on 9 rules
34. Vanguard Group, Inc. · 8 letters on 7 rules
35. Financial Services Institute (FSI) · 7 letters on 5 rules
36. National Venture Capital Association · 7 letters on 7 rules
37. Securities Transfer Association, Inc. · 7 letters on 5 rules
38. Charles Schwab & Co., Inc. · 6 letters on 6 rules
39. Financial Information Forum · 6 letters on 6 rules
40. National Investor Relations Institute · 6 letters on 5 rules
41. NYSE Group, Inc. · 6 letters on 5 rules
42. PTG Markets · 6 letters on 6 rules
43. Rothera Exchange and Clearing · 6 letters on 6 rules
44. Small Business Investor Alliance · 6 letters on 6 rules
45. Virtu Financial, Inc. · 6 letters on 5 rules
46. Bloomberg SEF LLC · 5 letters on 5 rules
47. Cambridge Investment Research Advisors, Inc. · 5 letters on 4 rules
48. DTI Foundation · 5 letters on 5 rules
49. International Corporate Governance Network (ICGN) · 5 letters on 4 rules
50. Morningstar · 5 letters on 5 rules

Rules that drew the most letters from this industry

• Semiannual Reporting S7-2026-15 · SEC · 173 letters
• Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities S7-02-22 · SEC · 44 letters Withdrawn 2025
• The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS S7-2026-20 · SEC · 38 letters
• Conflicts and Affiliations CFTC-2026-1686 · CFTC · 35 letters
• Rescission of Climate-Related Disclosure Rules S7-2026-19 · SEC · 35 letters
• Prediction Markets; Public Interest Determinations CFTC-2026-1189 · CFTC · 33 letters
• Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions S7-32-10 · SEC · 33 letters Final rule 2023
• Electronic Delivery of Information Under the Federal Securities Laws S7-2026-25 · SEC · 30 letters
• Modernization of Beneficial Ownership Reporting S7-06-22 · SEC · 28 letters Final rule 2023
• Request for Comment on the Listing of Compute Derivatives Contracts CFTC-2026-1850 · CFTC · 26 letters
• Safeguarding Advisory Client Assets S7-04-23 · SEC · 26 letters Withdrawn 2025
• Financial Data Transparency Act Joint Data Standards S7-2024-05 · SEC · 24 letters Final rule 2026
• Regulation Crypto Assets S7-2026-27 · SEC · 23 letters
• Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies S7-04-22 · SEC · 22 letters Withdrawn 2025
• Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies S7-2026-18 · SEC · 22 letters
• Registered Offering Reform S7-2026-17 · SEC · 22 letters
• Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance CFTC-2026-1355 · SEC · 18 letters
• Community Reinvestment Act Regulations OCC-2026-0694 · FDIC · 17 letters
• Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources S7-2026-12 · SEC · 17 letters
• Cybersecurity Risk Management Rule S7-06-23 · SEC · 16 letters Withdrawn 2025
• Fiduciary Duties in Selecting Designated Investment Alternatives EBSA-2026-0166 · EBSA · 16 letters
• Outsourcing by Investment Adviser S7-25-22 · SEC · 16 letters Withdrawn 2025
• Concept Release on Foreign Private Issuer Eligibility S7-2025-01 · SEC · 15 letters
• Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance S7-2026-21 · SEC · 15 letters
• Regulation Systems Compliance and Integrity S7-07-23 · SEC · 15 letters Withdrawn 2025

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