Rules › S7-2026-21

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

Proposed rule from the Commodity Futures Trading Commission, Securities and Exchange Commission (docket S7-2026-21). 47 comment letters from companies and organizations are listed below.

Agency
Commodity Futures Trading Commission, Securities and Exchange Commission
Docket
S7-2026-21
Published
2026-06-24
Comments due
2026-08-24
Status
Comment period closed August 24, 2026 · no final rule found yet
Letters listed here
47

Federal Register notice ↗

Who commented, by industry

Investment & Securities 14 Other 11 Crypto & Fintech 9 Education 4 Retail, Hospitality & Consumer 3 Government & Tribes 2 Advocacy & Nonprofits 2 Law, Accounting & Consulting 1 Technology, Media & Telecom 1

Who commented

Home Diversified Solutions Corp. Company Other

filed as “Home Diversified Solutions” · filed 2026-10-21

American Securities Association Trade or professional group Investment & Securities

filed 2026-09-18

Managed Funds Association Trade or professional group Investment & Securities

filed 2026-09-14

Citadel Securities Company Investment & Securities

filed 2026-09-09

Thesis Market, Inc. Company Other

filed 2026-08-25

The Digital Chamber Trade or professional group Crypto & Fintech

filed 2026-08-24

Catawba Nation Gaming Commission Trade or professional group Retail, Hospitality & Consumer

filed 2026-08-24

Harvard University University or school Education

filed 2026-08-24

Rothera Exchange and Clearing Company Investment & Securities

filed as “Rothera Exchange and Clearing LLC” · filed 2026-08-24

Blockchain Association Trade or professional group Crypto & Fintech

filed 2026-08-24

Kalshi Company Investment & Securities

filed as “Kalshi Inc.” · filed 2026-08-24

Paradigm Operations LP Company Crypto & Fintech

filed 2026-08-24

Pierson Ferdinand LLP Company Law, Accounting & Consulting

filed 2026-08-24

Cboe Global Markets, Inc. Company Investment & Securities

filed 2026-08-24

Cboe Global Markets, Inc. Company Investment & Securities

filed 2026-08-24

Solana Policy Institute Trade or professional group Crypto & Fintech

filed 2026-08-24

The Options Clearing Corporation Company Investment & Securities

filed as “Options Clearing Corporation” · filed 2026-08-24

Ondo Finance, Inc. Company Other

filed as “Ondo Finance Inc.” · filed 2026-08-24

SWANS Company Other

filed 2026-08-24

Iowa Tribe of Oklahoma Gaming Commission Government or tribe Government & Tribes

filed 2026-08-24

Data Boiler Technologies Company Technology, Media & Telecom

filed as “Data Boiler Technologies, LLC” · filed 2026-08-24

Intercontinental Exchange, Inc. (ICE) Company Investment & Securities

filed as “Intercontinental Exchange Inc.” · filed 2026-08-24

CME Group Inc. Company Investment & Securities

filed 2026-08-24

Payward, Inc. Company Crypto & Fintech

filed 2026-08-24

Nasdaq Company Investment & Securities

filed as “Nasdaq, Inc.” · filed 2026-08-24

PTG Company Other

filed 2026-08-24

Ironlight Group, Inc. Company Other

filed 2026-08-24

Robinhood Derivatives, LLC Company Investment & Securities

filed 2026-08-24

California Nations Indian Gaming Association (CNIGA) Trade or professional group Retail, Hospitality & Consumer

filed as “California Nations Indian Gaming Association” · filed 2026-08-24

ForecastEx LLC Company Other

filed 2026-08-24

Legal (Americas) & US CCO Company Other

filed 2026-08-24

Bloomberg SEF LLC Company Investment & Securities

filed 2026-08-24

dYdX Trading Inc. dba dYdX Labs Company Crypto & Fintech

filed 2026-08-24

The Digital Chamber Trade or professional group Crypto & Fintech

filed 2026-08-24

Thunderbird Enterprises, Inc. Company Other

filed 2026-08-24

Tribal Alliance of Sovereign Indian Nations Government or tribe Government & Tribes

filed 2026-08-24

Croatan Institute Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-08-24

Better Markets, Inc. Company Advocacy & Nonprofits

filed 2026-08-24

Gemini Space Station, Inc. Company Crypto & Fintech

filed 2026-08-24

MEMX LLC Company Other

filed 2026-08-24

Nevada Resort Association Trade or professional group Retail, Hospitality & Consumer

filed 2026-08-24

W-Axis Lab Company Other

filed 2026-08-21

Carnegie Mellon University University or school Education

filed 2026-08-18

FalconX Bravo, Inc. Company Crypto & Fintech

filed 2026-08-12

Nasdaq Company Investment & Securities

filed as “Nasdaq, Inc.” · filed 2026-08-06

Seton Hall University University or school Education

filed 2026-07-21

University of Sussex University or school Education

filed 2026-07-21