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Managed Funds Association

Trade or professional group Investment & Securities

Managed Funds Association is listed as a trade or professional group in Investment & Securities. It has filed 27 comment letters on 18 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 4 rules became final and 2 were withdrawn.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
27
Rules commented on
18
First letter
2022-03-21
Latest letter
2026-09-29
Agencies most often
Securities and Exchange Commission (17); Securities and Exchange Commission (5); Financial Stability Oversight Council (FSOC) (2)

Activity by year

20225
202312
202610

Letters

2026

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-29

Form PF; Reporting Requirements for All Filers

S7-2026-13Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-09-25

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

S7-2026-21Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-09-14

Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives

S7-2026-23Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-31

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-17

Form PF; Reporting Requirements for All Filers

S7-2026-13Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-06-23

Form PF; Reporting Requirements for All Filers

S7-2026-13Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-06-23

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-22

Publication or Submission of Quotations Without Specified Information

S7-2026-08Securities and Exchange Commission · filed 2026-05-18

Income of Foreign Governments and of International Organizations

IRS-2025-0532Treasury Department, Internal Revenue Service · filed 2026-02-17

2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2023-08-21 Final rule 2023

Analytic Framework for Financial Stability Risk Identification, Assessment, and Response

FSOC-2023-0001Financial Stability Oversight Council (FSOC) · filed 2023-07-27

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC-2023-0002Financial Stability Oversight Council (FSOC) · filed 2023-07-27

Covered Clearing Agency Resilience and Recovery and Wind-Down Plans

S7-10-23Securities and Exchange Commission · filed 2023-06-28 · filed as “Managed Funda Association” Final rule 2024

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-06-22 · filed as “Managed Funda Association” Withdrawn 2025

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2023-06-13 · filed as “Managed Funda Association” Withdrawn 2025

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-05-22 · filed as “Managed Funda Association” Withdrawn 2025

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2023-05-16 Final rule 2023

Prohibition Against Conflicts of Interest in Certain Securitizations

S7-01-23Securities and Exchange Commission · filed 2023-05-16 · filed as “Managed Funda Association” Final rule 2023

Non-Compete Clause Rule

FTC-2023-0007Federal Trade Commission (FTC) · filed 2023-04-19

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-04-11 · filed as “Managed Funda Association” Withdrawn 2025

Collection of Non-Centrally Cleared Bilateral Transactions in the U.S. Repurchase Agreement Market

TREAS-DO-2023-0001-0001Department of the Treasury · filed 2023-03-10

2022

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-07-08 Final rule 2023

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2022-04-18 · filed as “Managed Funda Association” Withdrawn 2025

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2022-04-11 · filed as “Managed Funda Association” Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-03-21 Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-03-21 Final rule 2023