Rules › S7-32-10

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

Proposed rule from the Securities and Exchange Commission (docket S7-32-10). 51 comment letters from companies and organizations are listed below.

Agency

Securities and Exchange Commission

Docket

S7-32-10

Status

Final rule published June 30, 2023

Letters listed here

51

Final rule ↗

Who commented, by industry

Investment & Securities 33 Banking & Lending 8 Law, Accounting & Consulting 4 Advocacy & Nonprofits 3 Insurance 2 Business Groups & Chambers 1

Who commented