Companies › The Security Traders Association of New York, Inc. (STANY)

The Security Traders Association of New York, Inc. (STANY)

Trade or professional group Investment & Securities

The Security Traders Association of New York, Inc. (STANY) is listed as a trade or professional group in Investment & Securities. It has filed 1 comment letter on 1 proposed federal rule in 2022, most often with the Securities and Exchange Commission. Of those rules, 1 rule became final.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
1
Rules commented on
1
First letter
2022-01-07
Latest letter
2022-01-07
Agencies most often
Securities and Exchange Commission (1)

Activity by year

20221

Letters

2022

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-01-07 Final rule 2023