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Elliott Investment Management L.P.

Company Investment & Securities

Elliott Investment Management L.P. is listed as a company in Investment & Securities. It has filed 9 comment letters on 2 proposed federal rules between 2022 and 2023, most often with the Securities and Exchange Commission. Of those rules, 2 rules became final.

Type
Company
Industry
Investment & Securities
Comment letters
9
Rules commented on
2
First letter
2022-01-13
Latest letter
2023-08-21
Agencies most often
Securities and Exchange Commission (9)

Activity by year

20227
20232

Letters

2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2023-08-21 · filed as “Elliot Investment Management L.P.” Final rule 2023

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2023-06-27 Final rule 2023

2022

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2022-11-18 Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-09-21 · filed as “Elliot Investment Management L.P.” Final rule 2023

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2022-08-18 Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-08-18 · filed as “Elliot Investment Management L.P.” Final rule 2023

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2022-04-11 Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-03-21 · filed as “Elliot Investment Management L.P.” Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-01-13 · filed as “Elliot Investment Management L.P.” Final rule 2023