Companies › Citadel Securities

Citadel Securities

Company Investment & Securities

Citadel Securities is listed as a company in Investment & Securities. It has filed 9 comment letters on 9 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 2 rules became final and 2 were withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
9
Rules commented on
9
First letter
2022-04-18
Latest letter
2026-09-14
Agencies most often
Securities and Exchange Commission (6); Securities and Exchange Commission (3)

Activity by year

20223
20231
20265

Letters

2026

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

CFTC-2026-1355Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-09-14

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

S7-2026-21Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-09-09

Joint Request for Comment on Swap and Security-Based Swap Data Reporting

S7-2026-22Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-24 · filed as “Citadel Securities LLC”

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-17

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-22

2023

Regulation Systems Compliance and Integrity

S7-07-23Securities and Exchange Commission · filed 2023-06-13 Withdrawn 2025

2022

Clearing Agency Governance and Conflicts of Interest

S7-21-22Securities and Exchange Commission · filed 2022-10-07 Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-04-21 Final rule 2023

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2022-04-18 Withdrawn 2025