Rules › CFTC-2026-1355

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

Proposed rule from the Commodity Futures Trading Commission, Securities and Exchange Commission (docket CFTC-2026-1355). 38 comment letters from companies and organizations are listed below.

Agency
Commodity Futures Trading Commission, Securities and Exchange Commission
Docket
CFTC-2026-1355
Published
2026-06-24
Comments due
2026-08-24
Status
Comment period closed August 24, 2026 · no final rule found yet
Total public comments
68
Letters listed here
38

Federal Register notice ↗ · Docket on Regulations.gov ↗

Who commented, by industry

Investment & Securities 18 Crypto & Fintech 10 Other 3 Retail, Hospitality & Consumer 2 Law, Accounting & Consulting 2 Technology, Media & Telecom 2 Advocacy & Nonprofits 1

Who commented

MFA Company Other

filed 2026-09-14

Citadel Securities Company Investment & Securities

filed 2026-09-14

Blockchain Association Trade or professional group Crypto & Fintech

filed 2026-09-02

QCX LLC and QC Clearing LLC (together, Polymarket US) Company Investment & Securities

filed 2026-08-31

Coinbase Global, Inc. Company Crypto & Fintech

filed 2026-08-26

Cboe Global Markets, Inc. Company Investment & Securities

filed 2026-08-26

SIFMA, SIFMA AMG and ISDA Coalition or joint letter Investment & Securities

filed 2026-08-26

The Options Clearing Corporation Company Investment & Securities

filed as “Options Clearing Corporation” · filed 2026-08-26

Nasdaq Company Investment & Securities

filed as “Nasdaq, Inc.” · filed 2026-08-26

CME Group Inc. Company Investment & Securities

filed 2026-08-26

Robinhood Derivatives, LLC Company Investment & Securities

filed 2026-08-26

Better Markets, Inc. Company Advocacy & Nonprofits

filed as “Better Markets” · filed 2026-08-26

SWANS Company Other

filed 2026-08-26

PTG Markets Company Investment & Securities

filed 2026-08-26

SOFR Academy, Inc. Company Investment & Securities

filed 2026-08-26

dYdX Trading Inc. dba dYdX Labs Company Crypto & Fintech

filed 2026-08-26

Derive Labs, Inc. Company Crypto & Fintech

filed 2026-08-26

Bloomberg SEF LLC Company Investment & Securities

filed 2026-08-26

Optiver Company Investment & Securities

filed 2026-08-26

Paradigm Operations LP Company Crypto & Fintech

filed 2026-08-26

Nevada Resort Association Trade or professional group Retail, Hospitality & Consumer

filed 2026-08-26

The Digital Chamber Trade or professional group Crypto & Fintech

filed 2026-08-26

Wholesale Markets Brokers Association, Americas Trade or professional group Investment & Securities

filed 2026-08-26

Rothera Exchange and Clearing Company Investment & Securities

filed 2026-08-26

Solana Policy Institute Trade or professional group Crypto & Fintech

filed 2026-08-26

Intercontinental Exchange, Inc. (ICE) Company Investment & Securities

filed as “Intercontinental Exchange Inc. ("ICE")” · filed 2026-08-26

Pierson Ferdinand LLP Company Law, Accounting & Consulting

filed 2026-08-26

Home Diversified Solutions Corp. Company Other

filed 2026-08-26

Payward, Inc. Company Crypto & Fintech

filed 2026-08-26

Data Boiler Technologies Company Technology, Media & Telecom

filed as “Data Boiler Technologies, LLC” · filed 2026-08-26

Cboe Global Markets, Inc. Company Investment & Securities

filed 2026-08-26

Novig Company Investment & Securities

filed 2026-08-26

Rose Bowlus Law, APC Company Law, Accounting & Consulting

filed 2026-08-26

Kalshi Company Investment & Securities

filed as “Kalshi Inc.” · filed 2026-08-26

California Nations Indian Gaming Association (CNIGA) Trade or professional group Retail, Hospitality & Consumer

filed 2026-08-26

Hyperliquid Policy Center Nonprofit or advocacy group Crypto & Fintech

filed 2026-08-26

FalconX Bravo, Inc. Company Crypto & Fintech

filed 2026-08-17

VeloxVFX LLC Company Technology, Media & Telecom

filed 2026-07-31