Companies › Nasdaq

Nasdaq

Company Investment & Securities

Nasdaq is listed as a company in Investment & Securities. It has filed 22 comment letters on 17 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 4 rules became final and 3 were withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
22
Rules commented on
17
First letter
2022-04-12
Latest letter
2026-10-21
Agencies most often
Securities and Exchange Commission (15); Commodity Futures Trading Commission (3); Securities and Exchange Commission (3)

Activity by year

20225
20232
20241
20251
202613

Letters

2026

Regulation Crypto Assets

S7-2026-27Securities and Exchange Commission · filed 2026-10-21 · filed as “Nasdaq, Inc.”

Conflicts and Affiliations

CFTC-2026-1686Commodity Futures Trading Commission · filed 2026-10-06 · filed as “Nasdaq, Inc.”

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-09-28 · filed as “Nasdaq, Inc.”

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

CFTC-2026-1355Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-26 · filed as “Nasdaq, Inc.”

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

S7-2026-21Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-24 · filed as “Nasdaq, Inc.”

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-19 · filed as “Nasdaq, Inc.”

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-08-13 · filed as “Nasdaq, Inc.”

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

S7-2026-21Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-06 · filed as “Nasdaq, Inc.”

Prediction Markets; Public Interest Determinations

CFTC-2026-1189Commodity Futures Trading Commission · filed 2026-08-06

Prediction Markets; Public Interest Determinations

CFTC-2026-1189Commodity Futures Trading Commission · filed 2026-08-04 · filed as “Nasdaq, Inc.”

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-07-30 · filed as “Nasdaq, Inc.”

Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies

S7-2026-18Securities and Exchange Commission · filed 2026-07-24 · filed as “Nasdaq, Inc.”

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-23 · filed as “Nasdaq, Inc.”

2025

Concept Release on Foreign Private Issuer Eligibility

S7-2025-01Securities and Exchange Commission · filed 2025-09-03 · filed as “Nasdaq, Inc.”

2024

Financial Data Transparency Act Joint Data Standards

S7-2024-05Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation, National Credit Union Administration, Consumer Financial Protection Bureau, Federal Housing Finance Agency, Commodity Futures Trading Commission, Securities and Exchange Commission, Treasury Department · filed 2024-11-27 · filed as “Nasdaq, Inc.” Final rule 2026

2023

Regulation Systems Compliance and Integrity

S7-07-23Securities and Exchange Commission · filed 2023-06-02 Withdrawn 2025

Cybersecurity Risk Management Rule

S7-06-23Securities and Exchange Commission · filed 2023-06-02 Withdrawn 2025

2022

Exemption for Certain Exchange Members

S7-05-15Securities and Exchange Commission · filed 2022-10-06 Final rule 2023

Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure

S7-09-22Securities and Exchange Commission · filed 2022-05-09 Final rule 2023

Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure

S7-09-22Securities and Exchange Commission · filed 2022-05-09 Final rule 2023

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2022-04-18 Withdrawn 2025

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2022-04-12 Final rule 2023