Rules › S7-07-23

Regulation Systems Compliance and Integrity

Proposed rule from the Securities and Exchange Commission (docket S7-07-23). 20 comment letters from companies and organizations are listed below.

Agency
Securities and Exchange Commission
Docket
S7-07-23
Status
Withdrawn June 17, 2025
Letters listed here
20

Withdrawal notice ↗

Who commented, by industry

Investment & Securities 15 Technology, Media & Telecom 3 Advocacy & Nonprofits 1 Banking & Lending 1

Who commented

Themis Trading LLC Company Investment & Securities

filed 2023-06-23

Google Cloud Company Technology, Media & Telecom

filed 2023-06-13

Tradeweb Markets Inc. Company Investment & Securities

filed 2023-06-13

MarketAxess Holdings Inc. Company Investment & Securities

filed 2023-06-13

Intercontinental Exchange, Inc. (ICE) Company Investment & Securities

filed as “Intercontinental Exchange, Inc.” · filed 2023-06-13

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed 2023-06-13

The Options Clearing Corporation Company Investment & Securities

filed 2023-06-13

Citadel Securities Company Investment & Securities

filed 2023-06-13

FIA Principal Traders Group Company Investment & Securities

filed 2023-06-13

Charles Schwab & Co., Inc. Company Investment & Securities

filed as “Charles Schwab & Co.” · filed 2023-06-13

Better Markets, Inc. Company Advocacy & Nonprofits

filed as “Better Markets” · filed 2023-06-13

Cboe Exchange, Inc. Company Investment & Securities

filed 2023-06-13

Virtu Financial, Inc. Company Investment & Securities

filed 2023-06-13

NCC Group Company Technology, Media & Telecom

filed 2023-06-13

Financial Industry Regulatory Authority (FINRA) Trade or professional group Investment & Securities

filed as “The Financial Industry Regulatory Authority, Inc. (” · filed 2023-06-05

Microsoft Corporation Company Technology, Media & Telecom

filed 2023-06-05

CME Group Inc. Company Investment & Securities

filed as “CME Group” · filed 2023-06-05

Euroclear Bank Company Banking & Lending

filed 2023-06-05

Nasdaq Company Investment & Securities

filed 2023-06-02

Securities Transfer Association, Inc. Trade or professional group Investment & Securities

filed 2023-05-10