Companies › Financial Industry Regulatory Authority (FINRA)
Financial Industry Regulatory Authority (FINRA)
Financial Industry Regulatory Authority (FINRA) is listed as a trade or professional group in Investment & Securities. It has filed 8 comment letters on 7 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 3 were withdrawn.
- Type
- Trade or professional group
- Industry
- Investment & Securities
- Comment letters
- 8
- Rules commented on
- 7
- First letter
- 2022-04-19
- Latest letter
- 2026-10-15
- Agencies most often
- Securities and Exchange Commission (7); Department of the Treasury (1)