Rules › S7-2026-12

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

Proposed rule from the Securities and Exchange Commission (docket S7-2026-12). 41 comment letters from companies and organizations are listed below.

Agency
Securities and Exchange Commission
Docket
S7-2026-12
Published
2026-04-20
Comments due
2026-06-22
Status
Comment period closed June 22, 2026 · no final rule found yet
Letters listed here
41

Federal Register notice ↗

Who commented, by industry

Investment & Securities 17 Advocacy & Nonprofits 9 Other 9 Technology, Media & Telecom 3 Crypto & Fintech 1 Law, Accounting & Consulting 1 Environment & Conservation 1

Who commented

Nasdaq Company Investment & Securities

filed as “Nasdaq, Inc.” · filed 2026-08-13

NYSE Group, Inc. Company Investment & Securities

filed as “NYSE Group” · filed 2026-08-11

Chainalysis Inc Company Crypto & Fintech

filed as “Chainalysis, Inc.” · filed 2026-07-15

Main Street Foundation Center for Regulatory Analysis and Engagement Nonprofit or advocacy group Advocacy & Nonprofits

filed as “The Main Street Foundation Center for Regulatory Analysis and Engagement” · filed 2026-06-29

Healthy Markets Association Trade or professional group Investment & Securities

filed 2026-06-26

Robinhood Financial, LLC and Robinhood Securities, LLC Company Investment & Securities

filed 2026-06-24

Nasdaq Company Investment & Securities

filed as “Nasdaq, Inc.” · filed 2026-06-23

NYSE Group, Inc. Company Investment & Securities

filed as “NYSE Group” · filed 2026-06-22

Associates, Inc. Company Other

filed 2026-06-22

Private Investor Coalition Trade or professional group Investment & Securities

filed 2026-06-22

Citadel Securities Company Investment & Securities

filed 2026-06-22

BMLL Technologies Company Technology, Media & Telecom

filed 2026-06-22

Competitive Enterprise Institute Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-06-22

Bulldog Investors, LLP Company Law, Accounting & Consulting

filed as “Bulldog Investors LLP” · filed 2026-06-22

Financial Industry Regulatory Authority (FINRA) Trade or professional group Investment & Securities

filed as “FINRA” · filed 2026-06-22

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed as “SIFMA” · filed 2026-06-22

Data Boiler Technologies Company Technology, Media & Telecom

filed as “Data Boiler Technologies, LLC” · filed 2026-06-22

Committee on Capital Markets Regulation Company Investment & Securities

filed 2026-06-22

PTG Company Other

filed 2026-06-22

Managed Funds Association Trade or professional group Investment & Securities

filed 2026-06-22

Security Traders Association Trade or professional group Other

filed 2026-06-22

Manhattan Institute Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-06-22

Financial Information Forum Trade or professional group Investment & Securities

filed 2026-06-22

Cboe Global Markets, Inc. Company Investment & Securities

filed as “Cboe Global Markets, Inc” · filed 2026-06-22

American Securities Association Trade or professional group Investment & Securities

filed 2026-06-22

Better Markets, Inc. Company Advocacy & Nonprofits

filed 2026-06-22

American Enterprise Institute Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-06-22

Pacific Legal Foundation Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-06-22

CalcGuard Technologies, Inc. Company Technology, Media & Telecom

filed 2026-06-20

Control Now Ltd Company Other

filed 2026-06-19

New Civil Liberties Alliance Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-06-18

Corporate Sustainability Company Environment & Conservation

filed 2026-06-17

Retail Investors Company Investment & Securities

filed 2026-06-16

American Legislative Exchange Council (ALEC) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “Alec” · filed 2026-06-16

Cato Institute Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-06-15

BSM Supervisão de Mercados Company Investment & Securities

filed 2026-06-15

Navigator-FX Solutions, LLC Company Other

filed 2026-06-12

KuBU Advisories Company Other

filed 2026-06-08

Live Inc. Company Other

filed 2026-06-08

Making Markets Transparent Legitimate & Principled Company Other

filed 2026-05-20

Groovy Company, Inc. dba OTCM Protocol Company Other

filed 2026-04-17