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Financial Information Forum

Trade or professional group Investment & Securities

Financial Information Forum is listed as a trade or professional group in Investment & Securities. It has filed 5 comment letters on 5 proposed federal rules between 2023 and 2026, most often with the Securities and Exchange Commission. Of those rules, 2 rules became final.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
5
Rules commented on
5
First letter
2023-03-09
Latest letter
2026-08-17
Agencies most often
Securities and Exchange Commission (3); Treasury Department (1); Department of the Treasury (1)

Activity by year

20232
20241
20262

Letters

2026

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-17

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-22

2024

Financial Data Transparency Act Joint Data Standards

S7-2024-05Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation, National Credit Union Administration, Consumer Financial Protection Bureau, Federal Housing Finance Agency, Commodity Futures Trading Commission, Securities and Exchange Commission, Treasury Department · filed 2024-10-21 Final rule 2026

2023

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-06-05 Final rule 2024

Collection of Non-Centrally Cleared Bilateral Transactions in the U.S. Repurchase Agreement Market

TREAS-DO-2023-0001-0001Department of the Treasury · filed 2023-03-09