Rules › S7-05-23

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

Proposed rule from the Securities and Exchange Commission (docket S7-05-23). 23 comment letters from companies and organizations are listed below.

Agency
Securities and Exchange Commission
Docket
S7-05-23
Status
Final rule published June 3, 2024
Letters listed here
23

Final rule ↗

Who commented, by industry

Investment & Securities 14 Banking & Lending 3 Technology, Media & Telecom 3 Insurance 1 Advocacy & Nonprofits 1 Law, Accounting & Consulting 1

Who commented

The Investment Adviser Association Trade or professional group Investment & Securities

filed as “Investment Adviser Association” · filed 2023-06-17

Investment Company Institute Trade or professional group Investment & Securities

filed 2023-06-12

Federated Hermes, Inc. Company Investment & Securities

filed 2023-06-06

Institute of International Bankers Trade or professional group Banking & Lending

filed 2023-06-05

Amazon Web Services (AWS) Company Technology, Media & Telecom

filed 2023-06-05

American Bankers Association Trade or professional group Banking & Lending

filed 2023-06-05

Bank Policy Institute Trade or professional group Banking & Lending

filed 2023-06-05

American Council of Life Insurers (ACLI) Trade or professional group Insurance

filed as “American Council of Life Insurers” · filed 2023-06-05

Better Markets, Inc. Company Advocacy & Nonprofits

filed as “Better Markets” · filed 2023-06-05

SCHULTE ROTH & ZABEL LLP Company Law, Accounting & Consulting

filed as “Schulte Roth & Zabel LLP” · filed 2023-06-05

The Investment Adviser Association Trade or professional group Investment & Securities

filed as “nvestment Adviser Association” · filed 2023-06-05

American Securities Association Trade or professional group Investment & Securities

filed 2023-06-05

Microsoft Corporation Company Technology, Media & Telecom

filed as “Microsoft” · filed 2023-06-05

The Investment Adviser Association Trade or professional group Investment & Securities

filed as “Investment Adviser Association” · filed 2023-06-05

Amazon Web Services (AWS) Company Technology, Media & Telecom

filed 2023-06-05

Computershare Limited Company Investment & Securities

filed 2023-06-05

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed 2023-06-05

Financial Information Forum Trade or professional group Investment & Securities

filed 2023-06-05

Securities Transfer Association, Inc. Trade or professional group Investment & Securities

filed as “Securities Transfer Association” · filed 2023-06-02

Investment Company Institute Trade or professional group Investment & Securities

filed 2023-05-23

North American Securities Administrators Association, Inc. (NASAA) Trade or professional group Investment & Securities

filed as “North American Securities Administrators Association” · filed 2023-05-22

Securities Transfer Association, Inc. Trade or professional group Investment & Securities

filed as “Securities Transfer Association” · filed 2023-05-10

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed 2023-03-31