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American Securities Association

Trade or professional group Investment & Securities

American Securities Association is listed as a trade or professional group in Investment & Securities. It has filed 16 comment letters on 14 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 3 rules became final and 3 were withdrawn.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
16
Rules commented on
14
First letter
2022-04-18
Latest letter
2026-09-21
Agencies most often
Securities and Exchange Commission (13); Treasury Department (2); Securities and Exchange Commission (1)

Activity by year

20221
20235
20242
20251
20267

Letters

2026

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-21

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

S7-2026-21Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-09-18

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-17

Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies

S7-2026-18Securities and Exchange Commission · filed 2026-07-20

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-07-20

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-22

"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

S7-2026-01Securities and Exchange Commission · filed 2026-03-13

2025

Concept Release on Foreign Private Issuer Eligibility

S7-2025-01Securities and Exchange Commission · filed 2025-09-08

2024

Financial Data Transparency Act Joint Data Standards

S7-2024-05Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation, National Credit Union Administration, Consumer Financial Protection Bureau, Federal Housing Finance Agency, Commodity Futures Trading Commission, Securities and Exchange Commission, Treasury Department · filed 2024-10-21 Final rule 2026

Financial Data Transparency Act Joint Data Standards

S7-2024-05Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation, National Credit Union Administration, Consumer Financial Protection Bureau, Federal Housing Finance Agency, Commodity Futures Trading Commission, Securities and Exchange Commission, Treasury Department · filed 2024-09-27 Final rule 2026

2023

Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule

S7-11-23Securities and Exchange Commission · filed 2023-09-11 Final rule 2025

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2023-06-13 Withdrawn 2025

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-06-05 Final rule 2024

Cybersecurity Risk Management Rule

S7-06-23Securities and Exchange Commission · filed 2023-06-05 Withdrawn 2025

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-04-08 Withdrawn 2025

2022

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2022-04-18 Withdrawn 2025