Rules › S7-11-23

Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule

Proposed rule from the Securities and Exchange Commission (docket S7-11-23). 7 comment letters from companies and organizations are listed below.

Agency
Securities and Exchange Commission
Docket
S7-11-23
Status
Final rule published January 13, 2025
Letters listed here
7

Final rule ↗

Who commented, by industry

Investment & Securities 5 Advocacy & Nonprofits 1 Banking & Lending 1

Who commented

Better Markets, Inc. Company Advocacy & Nonprofits

filed as “Better Markets” · filed 2023-09-11

Deutsche Bank Company Banking & Lending

filed 2023-09-11

Securities Investor Protection Corporation (SIPC) Company Investment & Securities

filed 2023-09-11

Raymond James & Associates, Inc. Company Investment & Securities

filed 2023-09-11

North American Securities Administrators Association, Inc. (NASAA) Trade or professional group Investment & Securities

filed 2023-09-11

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed 2023-09-11

American Securities Association Trade or professional group Investment & Securities

filed 2023-09-11