Companies › North American Securities Administrators Association, Inc. (NASAA)

North American Securities Administrators Association, Inc. (NASAA)

Trade or professional group Investment & Securities

North American Securities Administrators Association, Inc. (NASAA) is listed as a trade or professional group in Investment & Securities. It has filed 8 comment letters on 7 proposed federal rules between 2023 and 2026, most often with the Securities and Exchange Commission. Of those rules, 2 rules became final.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
8
Rules commented on
7
First letter
2023-04-18
Latest letter
2026-10-20
Agencies most often
Securities and Exchange Commission (7); Federal Trade Commission (FTC) (1)

Activity by year

20233
20265

Letters

2026

Regulation Crypto Assets

S7-2026-27Securities and Exchange Commission · filed 2026-10-20 · filed as “North American Securities Administrators Association, Inc.”

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-10-14 · filed as “North American Securities Administrators Association, Inc.”

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-21 · filed as “North American Securities Administrators Association, Inc.”

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-07-27 · filed as “North American Securities Administrators Association, Inc.”

Publication or Submission of Quotations Without Specified Information

S7-2026-08Securities and Exchange Commission · filed 2026-05-18 · filed as “North American Securities Administrators Association, Inc.”

2023

Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule

S7-11-23Securities and Exchange Commission · filed 2023-09-11 Final rule 2025

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-05-22 · filed as “North American Securities Administrators Association” Final rule 2024

Non-Compete Clause Rule

FTC-2023-0007Federal Trade Commission (FTC) · filed 2023-04-18 · filed as “North American Securities Administrators Association”