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Better Markets, Inc.

Company Advocacy & Nonprofits

Better Markets, Inc. is listed as a company in Advocacy & Nonprofits. It has filed 75 comment letters on 72 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 17 rules became final and 5 were withdrawn.

Type
Company
Industry
Advocacy & Nonprofits
Comment letters
75
Rules commented on
72
First letter
2022-03-21
Latest letter
2026-10-21
Agencies most often
Securities and Exchange Commission (28); Comptroller of the Currency (11); Commodity Futures Trading Commission (7)

Activity by year

20225
202313
20241
202511
202645

Letters

2026

Guidance on Eligible Investments for Trump Accounts

IRS-2026-1090Treasury Department, Internal Revenue Service · filed 2026-10-21 · filed as “Better Markets”

Request for Comment on the Listing of Compute Derivatives Contracts

CFTC-2026-1850Commodity Futures Trading Commission · filed 2026-10-21 · filed as “Better Markets”

Regulation Crypto Assets

S7-2026-27Securities and Exchange Commission · filed 2026-10-20 · filed as “Better Markets Inc.”

GENIUS Act Regulations on Payment Stablecoin Issuance, Offer, and Sale

TREAS-DO-2026-0496Treasury Department · filed 2026-10-20 · filed as “Better Markets”

Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools

CFTC-2026-1849Commodity Futures Trading Commission · filed 2026-10-06 · filed as “Better Markets”

OCC Rules Regarding the Availability of OCC Information

OCC-2026-0133Treasury Department, Comptroller of the Currency · filed 2026-10-05 · filed as “Better Markets”

Conflicts and Affiliations

CFTC-2026-1686Commodity Futures Trading Commission · filed 2026-10-05 · filed as “Better Markets”

Violations of Laws or Regulations

OCC-2026-0529Treasury Department, Comptroller of the Currency · filed 2026-10-02 · filed as “Better Markets”

Swap Execution Facility Order Book Requirement for Permitted Transactions

CFTC-2026-1882Commodity Futures Trading Commission · filed 2026-09-28 · filed as “Better Markets”

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-21 · filed as “Better Markets”

Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives

S7-2026-23Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-31

Joint Request for Comment on Swap and Security-Based Swap Data Reporting

CFTC-2026-1354Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-26 · filed as “Better Markets”

Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities

CFTC-2026-1388Commodity Futures Trading Commission · filed 2026-08-26 · filed as “Better Markets”

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

CFTC-2026-1355Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-26 · filed as “Better Markets”

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

S7-2026-21Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-24

Joint Request for Comment on Swap and Security-Based Swap Data Reporting

S7-2026-22Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-24

Removal of Reporting Requirements

EEOC-2026-0034Equal Employment Opportunity Commission · filed 2026-08-24 · filed as “Better Markets”

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-17 · filed as “Better Markets”

Request for Information Regarding Promoting Access to Mortgage Credit

CFPB-2026-0018Consumer Financial Protection Bureau · filed 2026-08-10 · filed as “Better Markets”

Rescission of Climate-Related Disclosure Rules

S7-2026-19Securities and Exchange Commission · filed 2026-08-03

Data Reporting Requirements for Certain Event Contracts

CFTC-2026-1453Commodity Futures Trading Commission · filed 2026-07-31 · filed as “Better Markets”

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-07-27

Implementing the Guiding and Establishing National Innovation for U.S. Stablecoins Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the National Credit Union Administration

NCUA-2026-1024National Credit Union Administration · filed 2026-07-21 · filed as “Better Markets”

Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies

S7-2026-18Securities and Exchange Commission · filed 2026-07-20

Whistleblower Award Determination

CFTC-2026-1222Commodity Futures Trading Commission · filed 2026-07-20 · filed as “Better Markets”

Bank Conversions and Mergers, Subpart C-Merger of Insured Credit Unions Into Banks

NCUA-2026-0892National Credit Union Administration · filed 2026-06-23 · filed as “Better Markets”

Form PF; Reporting Requirements for All Filers

S7-2026-13Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-06-23

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-22

Semiannual Reporting

S7-2026-15Securities and Exchange Commission · filed 2026-06-04

GENIUS Act Broad-Based Principles for Determining Whether a State-Level Regulatory Regime Is Substantially Similar to the Federal Regulatory Framework

TREAS-DO-2026-0232Treasury Department · filed 2026-06-03 · filed as “Better Markets”

Whistleblower Incentives and Protections

FINCEN-2026-0067Treasury Department, Financial Crimes Enforcement Network · filed 2026-06-03 · filed as “Better Markets”

Fiduciary Duties in Selecting Designated Investment Alternatives

EBSA-2026-0166Labor Department, Employee Benefits Security Administration · filed 2026-06-02 · filed as “Better Markets”

Streamlining Regulations Concerning Public Welfare Investments, Open Market Collateralized Loan Obligations, and Federal Savings Association Nondiscrimination Requirements

OCC-2025-0075Treasury Department, Comptroller of the Currency · filed 2026-05-27 · filed as “Better Markets”

Publication or Submission of Quotations Without Specified Information

S7-2026-08Securities and Exchange Commission · filed 2026-05-18

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC-2026-0034Financial Stability Oversight Council · filed 2026-05-15 · filed as “Better Markets”

Implementing the Guiding and Establishing National Innovation for U.S. Stablecoins Act for the Issuance of Stablecoins by Entities Subject to the Jurisdiction of the Office of the Comptroller of the Currency

OCC-2025-0372Treasury Department, Comptroller of the Currency · filed 2026-05-03 · filed as “Better Markets” Final rule 2026

Form N-PORT Reporting

S7-2026-05Securities and Exchange Commission · filed 2026-04-24

Bank Appeals Process

OCC-2026-0001Treasury Department, Comptroller of the Currency · filed 2026-04-20 · filed as “Better Markets”

"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

S7-2026-01Securities and Exchange Commission · filed 2026-03-13

OCC Guidelines Establishing Heightened Standards for Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches; Technical Amendments

OCC-2025-0207Treasury Department, Comptroller of the Currency · filed 2026-03-02 · filed as “Better Markets”

Community Reinvestment Act: Simplified Strategic Plan Process for Community Banks

OCC-2025-0669Treasury Department, Comptroller of the Currency · filed 2026-02-23 · filed as “Better Markets”

Regulatory Capital Rule: Revisions to the Community Bank Leverage Ratio Framework

OCC-2025-0141Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2026-01-30 · filed as “Better Markets” Final rule 2026

Real Estate Lending Escrow Accounts

OCC-2025-0736Treasury Department, Comptroller of the Currency · filed 2026-01-28 · filed as “Better Markets” Final rule 2026

Preemption Determination: State Interest-on-Escrow Laws

OCC-2025-0735Treasury Department, Comptroller of the Currency · filed 2026-01-28 · filed as “Better Markets” Final rule 2026

Community Bank Licensing Amendments

OCC-2025-0273Treasury Department, Comptroller of the Currency · filed 2026-01-21 · filed as “Better Markets” Final rule 2026

2025

Prohibition on Use of Reputation Risk by Regulators

OCC-2025-0142Treasury Department, Comptroller of the Currency, Federal Deposit Insurance Corporation · filed 2025-12-29 · filed as “Better Markets” Final rule 2026

Unsafe or Unsound Practices, Matters Requiring Attention

OCC-2025-0174Treasury Department, Comptroller of the Currency, Federal Deposit Insurance Corporation · filed 2025-12-23 · filed as “Better Markets”

Rescission of OCC Guidelines Establishing Standards for Recovery Planning by Certain Large Insured National Banks, Insured Federal Savings Associations, and Insured Federal Branches

OCC-2025-0339Treasury Department, Comptroller of the Currency · filed 2025-12-17 · filed as “Better Markets” Final rule 2026

Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration

S7-2025-04Securities and Exchange Commission · filed 2025-12-01

GENIUS Act Implementation

TREAS-DO-2025-0037Treasury Department · filed 2025-11-19 · filed as “Better Markets”

Regulatory Publication and Review Under the Economic Growth and Regulatory Paperwork Reduction Act of 1996

OCC-2023-0016Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2025-10-23 · filed as “Better Markets”

Concept Release on Foreign Private Issuer Eligibility

S7-2025-01Securities and Exchange Commission · filed 2025-09-08

Regulatory Capital Rule: Modifications to the Enhanced Supplementary Leverage Ratio Standards for U.S. Global Systemically Important Bank Holding Companies and Their Subsidiary Depository Institutions; Total Loss-Absorbing Capacity and Long-Term Debt Requirements for U.S. Global Systemically Important Bank Holding Companies

OCC-2025-0006Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2025-08-26 · filed as “Better Markets” Final rule 2025

Community Reinvestment Act Regulations

OCC-2025-0005Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2025-08-20 · filed as “Better Markets”

Procedures for Supervisory Designation Proceedings

CFPB-2025-0013Consumer Financial Protection Bureau · filed 2025-06-13 Final rule 2025

Registry of Nonbank Covered Persons Subject to Certain Agency and Court Orders; Proposed Rescission

CFPB-2025-0011Consumer Financial Protection Bureau · filed 2025-06-13 Final rule 2025

2024

Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

S7-2024-02Treasury Department, Financial Crimes Enforcement Network, Securities and Exchange Commission · filed 2024-07-22

2023

Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule

S7-11-23Securities and Exchange Commission · filed 2023-09-11 · filed as “Better Markets” Final rule 2025

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2023-08-21 · filed as “Better Markets” Final rule 2023

Analytic Framework for Financial Stability Risk Identification, Assessment, and Response

FSOC-2023-0001Financial Stability Oversight Council (FSOC) · filed 2023-07-27 · filed as “Better Markets”

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC-2023-0002Financial Stability Oversight Council (FSOC) · filed 2023-07-27 · filed as “Better Markets”

Covered Clearing Agency Resilience and Recovery and Wind-Down Plans

S7-10-23Securities and Exchange Commission · filed 2023-07-17 · filed as “Better Markets” Final rule 2024

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2023-06-27 · filed as “Better Markets” Final rule 2023

Regulation Systems Compliance and Integrity

S7-07-23Securities and Exchange Commission · filed 2023-06-13 · filed as “Better Markets” Withdrawn 2025

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2023-06-13 · filed as “Better Markets” Withdrawn 2025

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-06-05 · filed as “Better Markets” Final rule 2024

Cybersecurity Risk Management Rule

S7-06-23Securities and Exchange Commission · filed 2023-06-05 · filed as “Better Markets” Withdrawn 2025

Safeguarding Advisory Client Assets

S7-04-23Securities and Exchange Commission · filed 2023-05-08 · filed as “Better Markets” Withdrawn 2025

Non-Compete Clause Rule

FTC-2023-0007Federal Trade Commission (FTC) · filed 2023-04-19 · filed as “Better Markets”

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-04-11 · filed as “Better Markets” Withdrawn 2025

2022

Exemption for Certain Exchange Members

S7-05-15Securities and Exchange Commission · filed 2022-09-27 Final rule 2023

Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure

S7-09-22Securities and Exchange Commission · filed 2022-05-09 · filed as “Better Markets” Final rule 2023

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2022-04-18 · filed as “Better Markets” Withdrawn 2025

Modernization of Beneficial Ownership Reporting

S7-06-22Securities and Exchange Commission · filed 2022-04-11 · filed as “Better Markets” Final rule 2023

Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions

S7-32-10Securities and Exchange Commission · filed 2022-03-21 · filed as “Better Markets” Final rule 2023