Rules › S7-04-23

Safeguarding Advisory Client Assets

Proposed rule from the Securities and Exchange Commission (docket S7-04-23). 59 comment letters from companies and organizations are listed below.

Agency

Securities and Exchange Commission

Docket

S7-04-23

Status

Withdrawn June 17, 2025

Letters listed here

59

Withdrawal notice ↗

Who commented, by industry

Investment & Securities 26 Crypto & Fintech 13 Law, Accounting & Consulting 11 Banking & Lending 4 Insurance 2 Business Groups & Chambers 1 Advocacy & Nonprofits 1 Technology, Media & Telecom 1

Who commented