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AssetMark Financial Holdings, Inc.

Company Investment & Securities

AssetMark Financial Holdings, Inc. is listed as a company in Investment & Securities. It has filed 2 comment letters on 2 proposed federal rules between 2022 and 2023, most often with the Securities and Exchange Commission. Of those rules, 2 were withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
2
Rules commented on
2
First letter
2022-12-27
Latest letter
2023-05-08
Agencies most often
Securities and Exchange Commission (2)

Activity by year

20221
20231

Letters

2023

Safeguarding Advisory Client Assets

S7-04-23Securities and Exchange Commission · filed 2023-05-08 Withdrawn 2025

2022

Outsourcing by Investment Adviser

S7-25-22Securities and Exchange Commission · filed 2022-12-27 · filed as “AssetMark Financial Holings, Inc.” Withdrawn 2025