Rules › S7-25-22

Outsourcing by Investment Adviser

Proposed rule from the Securities and Exchange Commission (docket S7-25-22). 19 comment letters from companies and organizations are listed below.

Agency
Securities and Exchange Commission
Docket
S7-25-22
Status
Withdrawn June 17, 2025
Letters listed here
19

Withdrawal notice ↗

Who commented, by industry

Investment & Securities 16 Technology, Media & Telecom 1 Other 1 Law, Accounting & Consulting 1

Who commented

Fairview Investment Services, LLC Company Investment & Securities

filed 2022-12-27

Cambridge Investment Research Advisors, Inc. Company Investment & Securities

filed 2022-12-27

Amazon Web Services (AWS) Company Technology, Media & Telecom

filed as “Amazon Web Services” · filed 2022-12-27

Federated Hermes, Inc. Company Investment & Securities

filed 2022-12-27

Houlihan Lokey, Inc. Company Investment & Securities

filed 2022-12-27

MarketAxess Holdings Inc. Company Investment & Securities

filed 2022-12-27

BlackRock, Inc. Company Investment & Securities

filed 2022-12-27

Convergence, Inc. Company Other

filed 2022-12-27

Cboe Global Markets, Inc. Company Investment & Securities

filed 2022-12-27

Lincoln International LLC Company Investment & Securities

filed 2022-12-27

CSC Fund Services North America LLC Company Investment & Securities

filed 2022-12-27

AssetMark Financial Holdings, Inc. Company Investment & Securities

filed as “AssetMark Financial Holings, Inc.” · filed 2022-12-27

Morningstar Company Investment & Securities

filed 2022-12-27

Milbank LLP Company Law, Accounting & Consulting

filed 2022-12-27

Franklin Templeton Company Investment & Securities

filed 2022-12-23

State Street Global Advisors Company Investment & Securities

filed 2022-12-23

MSCI Inc. Company Investment & Securities

filed 2022-12-23

S&P Global Market Intelligence Company Investment & Securities

filed 2022-12-22

Intellivest Securities, Inc. Company Investment & Securities

filed 2022-10-27