Companies › Federated Hermes, Inc.

Federated Hermes, Inc.

Company Investment & Securities

Federated Hermes, Inc. is listed as a company in Investment & Securities. It has filed 16 comment letters on 16 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 2 rules became final and 3 were withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
16
Rules commented on
16
First letter
2022-04-11
Latest letter
2026-10-06
Agencies most often
Securities and Exchange Commission (11); Financial Stability Oversight Council (FSOC) (2); Commodity Futures Trading Commission (1)

Activity by year

20223
20234
20269

Letters

2026

Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools

CFTC-2026-1849Commodity Futures Trading Commission · filed 2026-10-06

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-21

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-08-11

Rescission of Climate-Related Disclosure Rules

S7-2026-19Securities and Exchange Commission · filed 2026-08-03

Semiannual Reporting

S7-2026-15Securities and Exchange Commission · filed 2026-06-17

Fiduciary Duties in Selecting Designated Investment Alternatives

EBSA-2026-0166Labor Department, Employee Benefits Security Administration · filed 2026-06-02

Form N-PORT Reporting

S7-2026-05Securities and Exchange Commission · filed 2026-04-24

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC-2026-0034Financial Stability Oversight Council · filed 2026-04-23

"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

S7-2026-01Securities and Exchange Commission · filed 2026-03-12

2023

Analytic Framework for Financial Stability Risk Identification, Assessment, and Response

FSOC-2023-0001Financial Stability Oversight Council (FSOC) · filed 2023-07-26

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC-2023-0002Financial Stability Oversight Council (FSOC) · filed 2023-07-26

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-06-06 Final rule 2024

Safeguarding Advisory Client Assets

S7-04-23Securities and Exchange Commission · filed 2023-05-18 · filed as “Federated Hermes, Inc” Withdrawn 2025

2022

Outsourcing by Investment Adviser

S7-25-22Securities and Exchange Commission · filed 2022-12-27 Withdrawn 2025

Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure

S7-09-22Securities and Exchange Commission · filed 2022-05-09 Final rule 2023

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2022-04-11 Withdrawn 2025