Rules › S7-2026-01

"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act

Proposed rule from the Securities and Exchange Commission (docket S7-2026-01). 22 comment letters from companies and organizations are listed below.

Agency
Securities and Exchange Commission
Docket
S7-2026-01
Published
2026-01-12
Comments due
2026-03-13
Status
Comment period closed March 13, 2026 · no final rule found yet
Letters listed here
22

Federal Register notice ↗

Who commented, by industry

Investment & Securities 8 Other 5 Law, Accounting & Consulting 3 Advocacy & Nonprofits 3 Insurance 1 Pharma & Medical Devices 1 Technology, Media & Telecom 1

Who commented

Public Investors Advocate Bar Association Trade or professional group Law, Accounting & Consulting

filed 2026-03-16

Small Business Investor Alliance Trade or professional group Investment & Securities

filed 2026-03-16

Independent Directors Council Trade or professional group Investment & Securities

filed 2026-03-13

Proskauer Rose LLP Company Law, Accounting & Consulting

filed 2026-03-13

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed 2026-03-13

XY Panning Network Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-03-13

Logos Research Centre Nonprofit or advocacy group Advocacy & Nonprofits

filed 2026-03-13

American Securities Association Trade or professional group Investment & Securities

filed 2026-03-13

MFA Company Other

filed 2026-03-13

The Investment Adviser Association Trade or professional group Investment & Securities

filed as “Investment Adviser Association” · filed 2026-03-13

Investment Company Institute Trade or professional group Investment & Securities

filed 2026-03-13

Co. Company Other

filed 2026-03-13

Better Markets, Inc. Company Advocacy & Nonprofits

filed 2026-03-13

Federated Hermes, Inc. Company Investment & Securities

filed 2026-03-12

Garcia Hamilton & Associates, L.P. Company Other

filed 2026-03-12

National Venture Capital Association Trade or professional group Investment & Securities

filed 2026-03-11

The Committee of Annuity Insurers Trade or professional group Insurance

filed 2026-03-10

Intellectual Property Strategy Manager (Medical Devices Sector) Company Pharma & Medical Devices

filed 2026-02-26

Viewpoint Advisory LLC Company Other

filed 2026-02-25

Gallatin & Company, LLC Company Other

filed 2026-02-19

NPM Consulting, LLC Company Law, Accounting & Consulting

filed 2026-02-08

Aspen Institute Rising Civic AI Leader Trade or professional group Technology, Media & Telecom

filed 2026-01-27