Companies › Cambridge Investment Research Advisors, Inc.

Cambridge Investment Research Advisors, Inc.

Company Investment & Securities

Cambridge Investment Research Advisors, Inc. is listed as a company in Investment & Securities. It has filed 5 comment letters on 4 proposed federal rules between 2022 and 2026, most often with the Securities and Exchange Commission. Of those rules, 3 were withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
5
Rules commented on
4
First letter
2022-12-27
Latest letter
2026-09-21
Agencies most often
Securities and Exchange Commission (5)

Activity by year

20221
20233
20261

Letters

2026

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-21

2023

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-06-05 Withdrawn 2025

Cybersecurity Risk Management Rule

S7-06-23Securities and Exchange Commission · filed 2023-06-05 Withdrawn 2025

Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

S7-04-22Securities and Exchange Commission · filed 2023-04-08 Withdrawn 2025

2022

Outsourcing by Investment Adviser

S7-25-22Securities and Exchange Commission · filed 2022-12-27 Withdrawn 2025