Companies › Charles Schwab & Co., Inc.

Charles Schwab & Co., Inc.

Company Investment & Securities

Charles Schwab & Co., Inc. is listed as a company in Investment & Securities. It has filed 5 comment letters on 5 proposed federal rules between 2023 and 2026, most often with the Securities and Exchange Commission. Of those rules, 2 were withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
5
Rules commented on
5
First letter
2023-05-08
Latest letter
2026-09-21
Agencies most often
Securities and Exchange Commission (3); Securities and Exchange Commission (1); Employee Benefits Security Administration (1)

Activity by year

20232
20263

Letters

2026

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-21

Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives

S7-2026-23Commodity Futures Trading Commission, Securities and Exchange Commission · filed 2026-08-31

Fiduciary Duties in Selecting Designated Investment Alternatives

EBSA-2026-0166Labor Department, Employee Benefits Security Administration · filed 2026-06-02

2023

Regulation Systems Compliance and Integrity

S7-07-23Securities and Exchange Commission · filed 2023-06-13 · filed as “Charles Schwab & Co.” Withdrawn 2025

Safeguarding Advisory Client Assets

S7-04-23Securities and Exchange Commission · filed 2023-05-08 Withdrawn 2025