Rules › S7-2024-02

Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

Proposed rule from the Treasury Department, Financial Crimes Enforcement Network, Securities and Exchange Commission (docket S7-2024-02). 18 comment letters from companies and organizations are listed below.

Agency
Treasury Department, Financial Crimes Enforcement Network, Securities and Exchange Commission
Docket
S7-2024-02
Published
2024-05-21
Comments due
2024-07-22
Status
Comment period closed July 22, 2024 · no final rule found yet
Letters listed here
18

Federal Register notice ↗

Who commented, by industry

Investment & Securities 6 Advocacy & Nonprofits 4 Other 3 Technology, Media & Telecom 2 Law, Accounting & Consulting 2 Insurance 1

Who commented

Chief Executives for Corporate Purpose Company Other

filed 2026-07-06
Read the letter ↗

American Investment Council Trade or professional group Investment & Securities

filed 2024-07-22
Read the letter ↗

Investment Company Institute Trade or professional group Investment & Securities

filed 2024-07-22
Read the letter ↗

MFA Company Other

filed 2024-07-22
Read the letter ↗

Alternative &Direct lnvestment Securities Association Trade or professional group Investment & Securities

filed 2024-07-22
Read the letter ↗

Financial Accountability and Corporate Transparency Coalition (FACT Coalition) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “Financial Accountability and Corporate Transparency (FACT) Coalition” · filed 2024-07-22
Read the letter ↗

The Investment Adviser Association Trade or professional group Investment & Securities

filed as “Investment Adviser Association” · filed 2024-07-22
Read the letter ↗

Insured Retirement Institute Trade or professional group Insurance

filed as “Insured Retirement Institute, Inc.” · filed 2024-07-22
Read the letter ↗

Nebraska Bureau of Securities Trade or professional group Investment & Securities

filed 2024-07-22
Read the letter ↗

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed as “SIFMA” · filed 2024-07-22
Read the letter ↗

Better Markets, Inc. Company Advocacy & Nonprofits

filed 2024-07-22
Read the letter ↗

Americans for Financial Reform Education Fund (AFREF) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “Americans for Financial Reform Education Fund” · filed 2024-07-22
Read the letter ↗

ICE Data Pricing & Reference Data, LLC Company Technology, Media & Telecom

filed 2024-07-12
Read the letter ↗

Senior Supervisory Financial Planner & Tax Specialist Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-07-09
Read the letter ↗

Compliance Software and Services Company Technology, Media & Telecom

filed 2024-07-07
Read the letter ↗

Association of International CPAs Trade or professional group Law, Accounting & Consulting

filed 2024-07-01
Read the letter ↗

Farnam Financial Company Other

filed 2024-05-21
Read the letter ↗

DMA Consulting Group Company Law, Accounting & Consulting

filed 2024-05-20
Read the letter ↗