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Alternative &Direct lnvestment Securities Association

Trade or professional group Investment & Securities

Alternative &Direct lnvestment Securities Association is listed as a trade or professional group in Investment & Securities. It has filed 1 comment letter on 1 proposed federal rule in 2024, most often with the Securities and Exchange Commission.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
1
Rules commented on
1
First letter
2024-07-22
Latest letter
2024-07-22
Agencies most often
Securities and Exchange Commission (1)

Activity by year

20241

Letters

2024

Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

S7-2024-02Treasury Department, Financial Crimes Enforcement Network, Securities and Exchange Commission · filed 2024-07-22