Companies › Compliance Software and Services

Compliance Software and Services

Company Technology, Media & Telecom

Compliance Software and Services is listed as a company in Technology, Media & Telecom. It has filed 1 comment letter on 1 proposed federal rule in 2024, most often with the Securities and Exchange Commission.

Type
Company
Industry
Technology, Media & Telecom
Comment letters
1
Rules commented on
1
First letter
2024-07-07
Latest letter
2024-07-07
Agencies most often
Securities and Exchange Commission (1)

Activity by year

20241

Letters

2024

Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

S7-2024-02Treasury Department, Financial Crimes Enforcement Network, Securities and Exchange Commission · filed 2024-07-07