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Securities Transfer Association, Inc.

Trade or professional group Investment & Securities

Securities Transfer Association, Inc. is listed as a trade or professional group in Investment & Securities. It has filed 7 comment letters on 5 proposed federal rules between 2023 and 2026, most often with the Securities and Exchange Commission. Of those rules, 1 rule became final and 2 were withdrawn.

Type
Trade or professional group
Industry
Investment & Securities
Comment letters
7
Rules commented on
5
First letter
2023-05-10
Latest letter
2026-10-16
Agencies most often
Securities and Exchange Commission (7)

Activity by year

20234
20263

Letters

2026

Transfer Agent Rules

S7-2026-30Securities and Exchange Commission · filed 2026-10-16 · filed as “Securities Transfer Association” Open for comment

Transfer Agent Rules

S7-2026-30Securities and Exchange Commission · filed 2026-10-16 · filed as “Securities Transfer Association” Open for comment

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-18 · filed as “Securities Transfer Association”

2023

Cybersecurity Risk Management Rule

S7-06-23Securities and Exchange Commission · filed 2023-06-02 Withdrawn 2025

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-06-02 · filed as “Securities Transfer Association” Final rule 2024

Regulation Systems Compliance and Integrity

S7-07-23Securities and Exchange Commission · filed 2023-05-10 Withdrawn 2025

Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

S7-05-23Securities and Exchange Commission · filed 2023-05-10 · filed as “Securities Transfer Association” Final rule 2024