Companies › Committee on Capital Markets Regulation

Committee on Capital Markets Regulation

Company Investment & Securities

Committee on Capital Markets Regulation is listed as a company in Investment & Securities. It has filed 10 comment letters on 10 proposed federal rules between 2025 and 2026, most often with the Securities and Exchange Commission. Of those rules, 2 rules became final.

Type
Company
Industry
Investment & Securities
Comment letters
10
Rules commented on
10
First letter
2025-08-26
Latest letter
2026-10-06
Agencies most often
Securities and Exchange Commission (3); Federal Deposit Insurance Corporation (3); Federal Deposit Insurance Corporation (2)

Activity by year

20253
20267

Letters

2026

Commodity Pool Operators and Commodity Trading Advisors: Reduction of Duplicative Regulation Through Intermediary Registration Exemptions; Expansion of the Exemption for Small Commodity Pools

CFTC-2026-1849Commodity Futures Trading Commission · filed 2026-10-06

The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

S7-2026-20Securities and Exchange Commission · filed 2026-08-17

Registered Offering Reform

S7-2026-17Securities and Exchange Commission · filed 2026-07-27

Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations

OCC-2026-0265Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2026-06-23

Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

S7-2026-12Securities and Exchange Commission · filed 2026-06-22

Regulatory Capital Rules: Regulatory Capital and Standardized Approach for Risk-Weighted Assets

OCC-2026-0034Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2026-06-21

Authority To Require Supervision and Regulation of Certain Nonbank Financial Companies

FSOC-2026-0034Financial Stability Oversight Council · filed 2026-05-15

2025

Unsafe or Unsound Practices, Matters Requiring Attention

OCC-2025-0174Treasury Department, Comptroller of the Currency, Federal Deposit Insurance Corporation · filed 2025-12-30

Prohibition on Use of Reputation Risk by Regulators

OCC-2025-0142Treasury Department, Comptroller of the Currency, Federal Deposit Insurance Corporation · filed 2025-12-29 Final rule 2026

Regulatory Capital Rule: Modifications to the Enhanced Supplementary Leverage Ratio Standards for U.S. Global Systemically Important Bank Holding Companies and Their Subsidiary Depository Institutions; Total Loss-Absorbing Capacity and Long-Term Debt Requirements for U.S. Global Systemically Important Bank Holding Companies

OCC-2025-0006Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation · filed 2025-08-26 Final rule 2025