Rules › S7-01-23
Prohibition Against Conflicts of Interest in Certain Securitizations
Proposed rule from the Securities and Exchange Commission (docket S7-01-23). 7 comment letters from companies and organizations are listed below.
- Agency
- Securities and Exchange Commission
- Docket
- S7-01-23
- Status
- Final rule published December 7, 2023
- Letters listed here
- 7
Final rule ↗
Who commented, by industry
Banking & Lending 3 Investment & Securities 2 Advocacy & Nonprofits 2
Who commented
Bank Policy Institute Trade or professional group Banking & Lending
filed 2023-07-27
filed as “Securities Industry and Financial Markets Association” · filed 2023-07-27
filed as “Americans for Financial Reform Education Fund” · filed 2023-07-07
Managed Funds Association Trade or professional group Investment & Securities
filed as “Managed Funda Association” · filed 2023-05-16
FreddieMac Company Banking & Lending
filed 2023-03-27
FannieMae Company Banking & Lending
filed 2023-03-27
AARP Nonprofit or advocacy group Advocacy & Nonprofits
filed 2023-03-23
