Agencies › Securities and Exchange Commission
Who's commenting on SEC rules
2,047 companies and organizations have filed 3,137 comment letters on 52 proposed rules from the Securities and Exchange Commission (SEC). The most frequent commenter is Securities Industry and Financial Markets Association (SIFMA). 10 rules are open for comment now.
- Comment letters
- 3,137
- Organizations
- 2,047
- Rules with letters
- 52
- Open for comment now
- 10
Open for comment now
- Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities S7-2026-29 · due November 2, 2026 · 2 letters so far
- Transfer Agent Rules S7-2026-30 · due November 3, 2026 · 34 letters so far
- Political Contributions by Certain Investment Advisers S7-2026-31 · due November 9, 2026 · 7 letters so far
- Proxy Solicitation Modernization S7-2026-33 · due November 20, 2026 · 3 letters so far
- Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4 S7-2026-32 · due November 20, 2026 · 29 letters so far
- List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act S7-2026-37 · due November 23, 2026
- Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies S7-2026-34 · due December 4, 2026 · 2 letters so far
- Adviser and Regulated Fund Custody Rules; Crypto Custody Rules S7-2026-35 · due December 7, 2026 · 7 letters so far
- Investment Adviser Performance-Based Compensation Modernization S7-2026-28 · due December 7, 2026 · 3 letters so far
- Investment Company Cross Trading S7-2026-36 · due December 14, 2026 · 1 letter so far
Who comments most on SEC rules
- Securities Industry and Financial Markets Association (SIFMA) · 51 letters on 28 rules · Investment & Securities
- Better Markets, Inc. · 39 letters on 32 rules · Advocacy & Nonprofits
- Investment Company Institute · 32 letters on 21 rules · Investment & Securities
- Managed Funds Association · 22 letters on 13 rules · Investment & Securities
- Nasdaq · 20 letters on 16 rules · Investment & Securities
- The Investment Adviser Association · 19 letters on 13 rules · Investment & Securities
- The Motley Fool Co · 19 letters on 1 rule · Other
- American Securities Association · 16 letters on 14 rules · Investment & Securities
- XBRL US · 16 letters on 14 rules · Technology, Media & Telecom
- American Bankers Association · 12 letters on 8 rules · Banking & Lending
- Federated Hermes, Inc. · 12 letters on 11 rules · Investment & Securities
- Alternative Investment Management Association (AIMA) · 11 letters on 9 rules · Investment & Securities
- Americans for Financial Reform Education Fund (AFREF) · 11 letters on 11 rules · Advocacy & Nonprofits
- Cboe Global Markets, Inc. · 11 letters on 9 rules · Investment & Securities
- The Options Clearing Corporation · 11 letters on 11 rules · Investment & Securities
- U.S. Chamber of Commerce · 11 letters on 7 rules · Business Groups & Chambers
- American Council of Life Insurers (ACLI) · 10 letters on 7 rules · Insurance
- Bank Policy Institute · 10 letters on 9 rules · Banking & Lending
- Blockchain Association · 10 letters on 7 rules · Crypto & Fintech
- Intercontinental Exchange, Inc. (ICE) · 10 letters on 10 rules · Investment & Securities
- International Swaps and Derivatives Association · 10 letters on 6 rules · Investment & Securities
- American Nephrology Nurses Association (ANNA) · 9 letters on 1 rule · Healthcare
- Better Investing · 9 letters on 1 rule · Investment & Securities
- Bloomberg L.P. · 9 letters on 5 rules · Investment & Securities
- C.S. · 9 letters on 2 rules · Other
- Citadel Securities · 9 letters on 9 rules · Investment & Securities
- Elliott Investment Management L.P. · 9 letters on 2 rules · Investment & Securities
- Healthy Markets Association · 9 letters on 8 rules · Investment & Securities
- JAN, LLC · 9 letters on 1 rule · Other
- North American Securities Administrators Association, Inc. (NASAA) · 9 letters on 8 rules · Investment & Securities
Letters by industry
Other 957 Investment & Securities 822 Law, Accounting & Consulting 244 Advocacy & Nonprofits 220 Technology, Media & Telecom 166 Education 164 Crypto & Fintech 119 Banking & Lending 88 Insurance 44 Healthcare 44 Government & Tribes 41 Business Groups & Chambers 38 Energy, Mining & Utilities 37 Manufacturing & Chemicals 30 Real Estate & Construction 24 Labor Unions 23 Retail, Hospitality & Consumer 23 Environment & Conservation 15 Transportation & Logistics 14 Agriculture & Food 13 Pharma & Medical Devices 11
Letters by year
Rules and how many letters each drew
- Investment Company Cross Trading S7-2026-36 · 1 letter Open for comment
- Adviser and Regulated Fund Custody Rules; Crypto Custody Rules S7-2026-35 · 7 letters Open for comment
- Investment Adviser Performance-Based Compensation Modernization S7-2026-28 · 3 letters Open for comment
- Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies S7-2026-34 · 2 letters Open for comment
- Proxy Solicitation Modernization S7-2026-33 · 3 letters Open for comment
- Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4 S7-2026-32 · 29 letters Open for comment
- Political Contributions by Certain Investment Advisers S7-2026-31 · 7 letters Open for comment
- Transfer Agent Rules S7-2026-30 · 34 letters Open for comment
- Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities S7-2026-29 · 2 letters Open for comment
- Regulation Crypto Assets S7-2026-27 · 156 letters
- Electronic Delivery of Information Under the Federal Securities Laws S7-2026-25 · 89 letters
- Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives S7-2026-23 · 21 letters
- Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance S7-2026-21 · 49 letters
- Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance CFTC-2026-1355 · 38 letters
- Joint Request for Comment on Swap and Security-Based Swap Data Reporting S7-2026-22 · 24 letters
- Joint Request for Comment on Swap and Security-Based Swap Data Reporting CFTC-2026-1354 · 23 letters
- The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS S7-2026-20 · 87 letters
- Rescission of Climate-Related Disclosure Rules S7-2026-19 · 146 letters
- Registered Offering Reform S7-2026-17 · 90 letters
- Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies S7-2026-18 · 110 letters
- Semiannual Reporting S7-2026-15 · 1,231 letters
- Form PF; Reporting Requirements for All Filers S7-2026-13 · 22 letters
- Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources S7-2026-12 · 42 letters
- Publication or Submission of Quotations Without Specified Information S7-2026-08 · 20 letters
- Form N-PORT Reporting S7-2026-05 · 9 letters
- "Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act S7-2026-01 · 22 letters
- Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to Asset-Backed Securities Registration S7-2025-04 · 35 letters
- Concept Release on Foreign Private Issuer Eligibility S7-2025-01 · 64 letters
- Financial Data Transparency Act Joint Data Standards S7-2024-05 · 95 letters Final rule 2026
- Financial Data Transparency Act Joint Data Standards OCC-2024-0012 · 44 letters Final rule 2026
- Regulatory Flexibility Agenda S7-2024-03 · 1 letter
- Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers S7-2024-02 · 18 letters
- Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers FINCEN-2024-0011 · 19 letters
- Qualifying Venture Capital Funds Inflation Adjustment S7-2024-01 · 2 letters Final rule 2024
- Share Repurchase Disclosure Modernization S7-21-21 · 26 letters Final rule 2023
- Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule S7-11-23 · 7 letters Final rule 2025
- Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions S7-32-10 · 51 letters Final rule 2023
- Prohibition Against Conflicts of Interest in Certain Securitizations S7-01-23 · 7 letters Final rule 2023
- Covered Clearing Agency Resilience and Recovery and Wind-Down Plans S7-10-23 · 14 letters Final rule 2024
- Modernization of Beneficial Ownership Reporting S7-06-22 · 58 letters Final rule 2023
- Regulation Systems Compliance and Integrity S7-07-23 · 20 letters Withdrawn 2025
- Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies S7-04-22 · 33 letters Withdrawn 2025
- Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information S7-05-23 · 23 letters Final rule 2024
- Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities S7-02-22 · 91 letters Withdrawn 2025
- Cybersecurity Risk Management Rule S7-06-23 · 24 letters Withdrawn 2025
- Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934 S7-08-23 · 4 letters Final rule 2025
- Safeguarding Advisory Client Assets S7-04-23 · 59 letters Withdrawn 2025
- Outsourcing by Investment Adviser S7-25-22 · 19 letters Withdrawn 2025
- Clearing Agency Governance and Conflicts of Interest S7-21-22 · 4 letters Final rule 2023
- Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure S7-09-22 · 141 letters Final rule 2023
- Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers S7-22-22 · 1 letter Final rule 2024
- Exemption for Certain Exchange Members S7-05-15 · 10 letters Final rule 2023
