Rules › OCC-2023-0008

Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity; Extension of Comment Period

Proposed rule from the Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation (docket OCC-2023-0008). 163 comment letters from companies and organizations are listed below.

Agency
Treasury Department, Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation
Docket
OCC-2023-0008
Published
2023-10-27
Comments due
2024-01-16
Status
Comment period closed January 16, 2024 · no final rule found yet
Total public comments
217
Letters listed here
163
Joint letters
27, adding 197 more organizations as co-signers

Federal Register notice ↗ · Docket on Regulations.gov ↗

Who commented, by industry

Other 39 Banking & Lending 35 Investment & Securities 32 Advocacy & Nonprofits 16 Energy, Mining & Utilities 8 Insurance 7 Real Estate & Construction 6 Business Groups & Chambers 6 Law, Accounting & Consulting 4 Agriculture & Food 3 Government & Tribes 3 Labor Unions 2 Education 1 Manufacturing & Chemicals 1

Who commented

20/20 Vision, AFL-CIO, American Liberties Project, Americans for Financial Reform Education Fund Labor union Labor Unions

filed as “20/20 Vision, AFL-CIO, American Liberties Project, Americans for Financial Reform Education Fund, et al” · filed 2024-05-13

All Options USA LLC., Belvedere Trading LLC, Cboe Global Markets, Inc., Chicago Trading Company LLC Company Investment & Securities

filed as “All Options USA LLC., Belvedere Trading LLC, Cboe Global Markets, Inc., Chicago Trading Company LLC, et. al” · filed 2024-03-20

JPMorgan Chase & Co. Company Banking & Lending

filed 2024-02-15

Occupy the SEC Company Other

filed 2024-02-06

Mortgage Guaranty Insurance Corporation (MGIC) Company Banking & Lending

filed 2024-01-31

Eversheds Sutherland (US) LLP Company Law, Accounting & Consulting

filed 2024-01-30

American Clean Power Association Trade or professional group Energy, Mining & Utilities

filed 2024-01-30

Bank Policy Institute American Bankers Association Trade or professional group Banking & Lending

filed as “Bank Policy Institute, American Bankers Association” · filed 2024-01-29
Joint letter, also signed by 2 organizations: Bank Policy Institute, American Bankers Association

The Wharton School University of Pennsylvania (Legal Studies and Business Ethics Department) Coalition or joint letter Education

filed 2024-01-26

Depository Trust and Clearing Corporation Coalition or joint letter Investment & Securities

filed as “Depository Trust & Clearing Corporation (DTCC)” · filed 2024-01-26

Historic Tax Credit Coalition Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24

Investment Company Institute Trade or professional group Investment & Securities

filed 2024-01-24

Bloomberg LP Company Investment & Securities

filed 2024-01-24

Ally Financial Inc., Citizens Financial Group, Inc., and 8 other banking organizations Coalition or joint letter Banking & Lending

filed 2024-01-24

Novogradac LIHTC Working Group Company Law, Accounting & Consulting

filed 2024-01-24

Public Citizen Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24

Advancing American Freedom Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24

U.S. Mortgage Insurers (USMI) Trade or professional group Insurance

filed 2024-01-24

20/20Vision, AELP, AFREF, AFL-CIO, CFA, IATP, MAJ, Public Citizen, Rise Economy, THE ONE LESS FOUNDATION Labor union Labor Unions

filed 2024-01-24

National Fair Housing Alliance Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24
Joint letter, also signed by 2 organizations: National Housing Conference (NHC), New Jersey Citizen Action

Novogradac NMTC Working Group Company Law, Accounting & Consulting

filed 2024-01-24

Conference of State Bank Supervisors Company Banking & Lending

filed 2024-01-24

Redwood Trust, Inc. Company Other

filed as “Redwood Trust” · filed 2024-01-24

National Taxpayers Union Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24

Eversheds Sutherland (US) LLP Company Law, Accounting & Consulting

filed 2024-01-24

The Options Clearing Corporation Company Investment & Securities

filed 2024-01-24

National Association of Affordable Housing Lenders Trade or professional group Banking & Lending

filed 2024-01-24

CME Group Inc. Company Investment & Securities

filed as “CME Group” · filed 2024-01-24

Nuveen Fund Advisors, LLC Company Other

filed 2024-01-24

Center for Responsible Lending Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24

Americans for Financial Reform Education Fund (AFREF) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “Americans for Financial Reform Education Fund” · filed 2024-01-24

Intercontinental Exchange, Inc. (ICE) Company Investment & Securities

filed as “Intercontinental Exchange Inc.” · filed 2024-01-24

CFA Institute Systemic Risk Council Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-24

Ceres Company Investment & Securities

filed 2024-01-24

CoBank ACB Company Other

filed 2024-01-24

RAA, CIAB, WSIA, IIABA/Big "I", NAMIC, USMI, APCIA, and SFAA. Coalition or joint letter Other

filed 2024-01-24

Nodal Clear LLC Company Other

filed as “Nodal Clear, LLC” · filed 2024-01-24

Mortgage Bankers Association Trade or professional group Banking & Lending

filed 2024-01-23

International Association of Credit Portfolio Managers and International Trade and Forfaiting Association Trade or professional group Other

filed 2024-01-23

National Council of Farmer Cooperatives (NCFC) Trade or professional group Agriculture & Food

filed as “National Council of Farmer Cooperatives” · filed 2024-01-23

Reinsurance Association of America Trade or professional group Insurance

filed as “Reinsurance Association of America (RAA)” · filed 2024-01-23

National Association of REALTORS Trade or professional group Real Estate & Construction

filed 2024-01-23

Committee on Capital Markets Regulation Company Investment & Securities

filed 2024-01-23

Pentalpha Surveillance LLC Company Other

filed as “Pentalpha Surveillance” · filed 2024-01-23

American Public Gas Association (APGA) Trade or professional group Energy, Mining & Utilities

filed 2024-01-23

Arch Capital Group Ltd. Company Insurance

filed 2024-01-23

The Coalition for Derivatives End-Users Trade or professional group Investment & Securities

filed 2024-01-23
Joint letter, also signed by 63 organizations: Alabama Municipal Electric Authority, American Farm Bureau Federation (AFBF), American Honda Finance Corporation, American Public Gas Association (APGA), Arena Energy, LLC, AT&T, BASA Resources, Inc., Basin Electric Power Cooperative, Commodity Markets Council, Cummins, Inc., Dow Inc., Electric Power Supply Association
and 51 more organizationsEQT Corporation, GC Infrastructure Investors LLC, Honeywell International Inc., Hydrostor Inc., International Business Machines (IBM), Kinder Morgan, Liberty Latin America Ltd., Moody's Corporation, National Association of Manufacturers (NAM), National Cattlemen's Beef Association, National Rural Electric Cooperative Association, Northeast Natural Energy LLC, Ovintiv Inc., PayPal, Inc., People Corporation, RWE Supply & Trading Americas, LLC, Seneca Resources Company, LLC, Southwest Airlines, Terra Energy Partners, Transcendia Inc., Unico, Inc., U.S. Chamber of Commerce, Vistra Corp., Volvo Group North America, Warner Bros. Discovery, Inc., Whirlpool Corporation, Xylem Inc., Aisera Inc., Aukum Group LLC, Callon Petroleum Company, Carroll Electric Membership Cooperative, Chatham Financial Corp., Chesapeake Energy Corporation, Constructel Visabeira S.A., Cprime, Inc., Energy Trading Institute, GridPoint, Inc., Hilton Worldwide Holdings Inc., ILS Inc., Marriott International Inc., Metiri Group, MoEngage Inc., NNESP LLC, NNN REIT, Inc., Oglethorpe Power Corporation, PBF Energy Inc., Slickdeals LLC, Snyder Brothers Inc., The Association of Corporate Treasurers, Visual Comfort & Co., Western Farmers Electric Cooperative

The Bankers Association for Finance and Trade (BAFT) and the International Trade and Forfaiting Association (ITFA) Trade or professional group Banking & Lending

filed 2024-01-23
Joint letter, also signed by 1 organization: Equity (TRADE)

American Consumer Institute Nonprofit or advocacy group Advocacy & Nonprofits

filed as “AMERICAN CONSUMER INSTITUTE” · filed 2024-01-23

International Energy Credit Association Trade or professional group Energy, Mining & Utilities

filed 2024-01-23
Joint letter, also signed by 1 organization: Haynes and Boone, LLP

Enact Holdings, Inc. Company Other

filed 2024-01-23

Risk Management Association, Securities Lending Council Trade or professional group Banking & Lending

filed 2024-01-23

Tradeweb Markets Inc. Company Investment & Securities

filed 2024-01-23

Allspring Global Investments Company Investment & Securities

filed 2024-01-23

International Association of Credit Portfolio Managers Trade or professional group Investment & Securities

filed 2024-01-23

Institute of International Bankers Trade or professional group Banking & Lending

filed 2024-01-23

Morgan Stanley Company Other

filed 2024-01-22

BOMA International, HPC, MBA, NAR, NHC Company Other

filed 2024-01-22

Wells Fargo Company Other

filed 2024-01-22

National Association of Home Builders (NAHB) Trade or professional group Real Estate & Construction

filed as “National Association of Home Builders” · filed 2024-01-22

Fannie Mae Company Banking & Lending

filed 2024-01-22

Housing Policy Council Trade or professional group Banking & Lending

filed 2024-01-22

CRE Financial Council Trade or professional group Other

filed 2024-01-22

The Bank of New York Mellon Corporation (BNY Mellon) Company Banking & Lending

filed as “BNY Mellon” · filed 2024-01-22

CRE Financial Council Trade or professional group Other

filed 2024-01-22

Arena Energy, LLC Company Energy, Mining & Utilities

filed 2024-01-22

Affordable Housing Tax Credit Coalition Trade or professional group Real Estate & Construction

filed 2024-01-22

AllianceBernstein L.P. Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-22

NMHC and NAA Company Other

filed 2024-01-22

Federal Agricultural Mortgage Corporation Company Banking & Lending

filed 2024-01-22

Committee on Capital Markets Regulation Company Investment & Securities

filed 2024-01-22

Housing Policy Council Trade or professional group Banking & Lending

filed as “Housing Policy Council (HPC)” · filed 2024-01-22

The Goldman Sachs Group, Inc. Company Other

filed as “Goldman Sachs Group, Inc.” · filed 2024-01-22

Investment Company Institute Trade or professional group Investment & Securities

filed 2024-01-22

KeyCorp Company Banking & Lending

filed 2024-01-22

BPI, ABA, FSF, IIB, SIFMA, U.S. Chamber of Commerce Coalition or joint letter Investment & Securities

filed 2024-01-22

BPI, ABA, FSF, IIB, SIFMA, U.S. Chamber of Commerce Coalition or joint letter Investment & Securities

filed 2024-01-22

UBS AG Company Other

filed 2024-01-20

Franklin Resources, Inc. and Invesco Ltd. Company Other

filed 2024-01-20

U.S. Chamber of Commerce Trade or professional group Business Groups & Chambers

filed 2024-01-20
Joint letter, also signed by 1 organization: Center for Capital Market Competitiveness

Northern Trust Corporation Company Banking & Lending

filed 2024-01-20

LSEG Company Other

filed 2024-01-20

Securities Industry and Financial Markets Association Asset Management Group Trade or professional group Investment & Securities

filed 2024-01-20

Coalition for Community Solar Access (CCSA) Trade or professional group Energy, Mining & Utilities

filed 2024-01-20

American Council of Life Insurers (ACLI) Trade or professional group Insurance

filed as “The American Council of Life Insurers (ACLI)” · filed 2024-01-20

Financial Services Forum Trade or professional group Other

filed 2024-01-20

Bank Crisis Response Working Group of The Risk Management Association Trade or professional group Banking & Lending

filed 2024-01-20

Santander Holdings USA, Inc. Company Other

filed 2024-01-20

BlackRock, Inc. Company Investment & Securities

filed 2024-01-20

Goldman Sachs Asset Management Company Investment & Securities

filed 2024-01-20

Bankers Association of Finance and Trade (BAFT) Trade or professional group Banking & Lending

filed 2024-01-20

Wisconsin Bankers Association Trade or professional group Banking & Lending

filed 2024-01-20

Municipal Gas Authority of Georgia Government or tribe Government & Tribes

filed 2024-01-19

Newport Group, an Ascensus Company Company Other

filed 2024-01-19

The Investment Association Trade or professional group Investment & Securities

filed 2024-01-19

Cboe Global Markets, Inc. Company Investment & Securities

filed as “Cboe Global Markets” · filed 2024-01-19

State Street Corporation Company Banking & Lending

filed 2024-01-19

Angel Oak Companies LP Company Other

filed 2024-01-19

Marsh McLennan Company Other

filed 2024-01-19

National Cooperative Business Association CLUSA International (NCBA CLUSA) Trade or professional group Business Groups & Chambers

filed 2024-01-19

Structured Finance Association (SFA) Trade or professional group Investment & Securities

filed as “Structured Finance Association” · filed 2024-01-19

AgriBank Company Agriculture & Food

filed 2024-01-19

Texas Public Policy Foundation Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-19

National Association of Mutual Insurance Companies (NAMIC) Trade or professional group Insurance

filed as “NAMIC” · filed 2024-01-19

New York Life Insurance Company Company Insurance

filed 2024-01-19

Capital One Financial Corporation, The PNC Financial Services Group, Inc., Truist Financial Corporation, U.S. Bancorp Company Banking & Lending

filed 2024-01-19

U.S. Bancorp Company Banking & Lending

filed 2024-01-19

Citigroup Company Other

filed as “Citigroup Inc.” · filed 2024-01-18

National Grain and Feed Association Trade or professional group Agriculture & Food

filed 2024-01-18

Northwestern Mutual (comments submitted on behalf of itself and other companies) Coalition or joint letter Other

filed 2024-01-18

Futures Industry Association (FIA) Trade or professional group Investment & Securities

filed as “FIA” · filed 2024-01-18

Global Association of Central Counterparties Trade or professional group Investment & Securities

filed as “The Global Association of Central Counterparties (CCP Global)” · filed 2024-01-18

Better Markets, Inc. Company Advocacy & Nonprofits

filed as “Better Markets” · filed 2024-01-18

The ERISA Industry Committee Trade or professional group Business Groups & Chambers

filed 2024-01-18

Small Business Investor Alliance Trade or professional group Investment & Securities

filed 2024-01-18

International Swaps and Derivatives Association, Inc. and the Securities Industry and Financial Markets Association Trade or professional group Investment & Securities

filed 2024-01-18

Barclays Company Other

filed 2024-01-18

Octaura Holdings Company Other

filed 2024-01-18

Lloyd's America, Inc. Company Other

filed 2024-01-18

Synchrony Financial, Discover Financial Services, Capital One Financial Company Investment & Securities

filed 2024-01-18

Consumer Bankers Association Trade or professional group Banking & Lending

filed 2024-01-18

Synchrony Financial Company Banking & Lending

filed 2024-01-18

Ally Financial Inc. Company Banking & Lending

filed 2024-01-18

National Council of State Housing Agencies Trade or professional group Real Estate & Construction

filed 2024-01-18

Securities Industry and Financial Markets Association (SIFMA) and Futures Industry Association (FIA) Trade or professional group Investment & Securities

filed 2024-01-18

California Association of REALTORS Trade or professional group Real Estate & Construction

filed 2024-01-17

United Services Automobile Association Trade or professional group Other

filed 2024-01-17

Upstart Company Other

filed 2024-01-17

Americans for Tax Reform Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-17

American Express Company Banking & Lending

filed as “American Express Company” · filed 2024-01-17

American Benefits Council Trade or professional group Business Groups & Chambers

filed 2024-01-17

National Community Reinvestment Coalition (NCRC) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “NCRC” · filed 2024-01-17

National Housing Conference (NHC) Trade or professional group Real Estate & Construction

filed as “National Housing Conference” · filed 2024-01-17

Mortgage Bankers Association Trade or professional group Banking & Lending

filed 2024-01-16

The Risk Management Association Advanced Operational Risk Group ("AORG") Trade or professional group Other

filed 2024-01-16

Asian Infrastructure Investment Bank Company Banking & Lending

filed 2024-01-16

Bank Policy Institute, Financial Services Forum, SIFMA and U.S. Chamber of Commerce Coalition or joint letter Banking & Lending

filed 2024-01-16

Finseca Trade or professional group Insurance

filed 2024-01-16

American Bankers Association Trade or professional group Banking & Lending

filed 2024-01-11
Joint letter, also signed by 51 organizations: Alabama Bankers Association, Alaska Bankers Association, Arizona Bankers Association, Arkansas Bankers Association, California Bankers Association, Colorado Bankers Association, Connecticut Bankers Association, DC Bankers Association, Delaware Bankers Association, Florida Bankers Association, Georgia Bankers Association, Hawaii Bankers Association
and 39 more organizationsIdaho Bankers Association, Illinois Bankers Association, Indiana Bankers Association, Iowa Bankers Association, Kansas Bankers Association, Kentucky Bankers Association, Maine Bankers Association, Maryland Bankers Association, Massachusetts Bankers Association, Michigan Bankers Association, Minnesota Bankers Association, Mississippi Bankers Association, Missouri Bankers Association, Montana Bankers Association, Nebraska Bankers Association, Nevada Bankers Association, New Hampshire Bankers Association, New Jersey Bankers Association, New Mexico Bankers Association, New York Bankers Association, North Carolina Bankers Association, North Dakota Bankers Association, Ohio Bankers League, Oklahoma Bankers Association, Oregon Bankers Association, Pennsylvania Bankers Association, Puerto Rico Bankers Association, Rhode Island Bankers Association, South Carolina Bankers Association, South Dakota Bankers Association, Tennessee Bankers Association, Texas Bankers Association, Utah Bankers Association, Vermont Bankers Association, Virginia Bankers Association, Washington Bankers Association, West Virginia Bankers Association, Wisconsin Bankers Association, Wyoming Bankers Association

Freddie Mac Company Banking & Lending

filed 2024-01-11

National Public Gas Agency Government or tribe Government & Tribes

filed 2024-01-11

The National Bankers Association Trade or professional group Banking & Lending

filed 2024-01-11

National Association of Manufacturers (NAM) Trade or professional group Manufacturing & Chemicals

filed as “National Association of Manufacturers” · filed 2024-01-11

Secured Finance Network Trade or professional group Banking & Lending

filed 2024-01-11

Liberty Latin America Ltd. Company Advocacy & Nonprofits

filed 2024-01-09

Solar Energy Industries Association (SEIA) Trade or professional group Energy, Mining & Utilities

filed as “Solar Energy Industries Association” · filed 2024-01-09

Kaiser Aluminum Corporation Company Other

filed 2024-01-09

American Public Power Association and the National Rural Electric Cooperative Association Coalition or joint letter Government & Tribes

filed 2024-01-05

PMI Rate Pro Company Other

filed 2024-01-05

HSBC North America Holdings, Inc. Company Other

filed 2024-01-05

WGA LLC Company Other

filed 2024-01-05

Financial Services Forum, ABA, BPI and SIFMA Trade or professional group Investment & Securities

filed 2023-12-28

Business Roundtable Trade or professional group Business Groups & Chambers

filed 2023-12-21

TurbineHub Company Other

filed 2023-12-18

American Council on Renewable Energy Trade or professional group Energy, Mining & Utilities

filed as “American Council on Renewable Energy (ACORE)” · filed 2023-12-12

Commodity Markets Council, Energy Trading Institute, Electric Power Supply Trade or professional group Investment & Securities

filed as “Commodity Markets Council, Energy Trading Institute, Electric Power Supply, et. al.” · filed 2023-12-11

Committee on Capital Markets Regulation Company Investment & Securities

filed 2023-12-11

Commodity Markets Council Trade or professional group Other

filed 2023-12-11

AEGIS Hedging Solutions Company Other

filed 2023-12-08

Axos Bank Company Banking & Lending

filed 2023-12-08

Clean Energy States Alliance, Inc. Trade or professional group Energy, Mining & Utilities

filed 2023-12-08

Goldman Sachs 10,000 Small Businesses Voices Nonprofit or advocacy group Business Groups & Chambers

filed 2023-12-08

Center for American Progress Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-12-08