Rules › FINCEN-2024-0006

Financial Crimes Enforcement Network: Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers

Proposed rule from the Treasury Department, Financial Crimes Enforcement Network (docket FINCEN-2024-0006). 31 comment letters from companies and organizations are listed below.

Agency: Treasury Department, Financial Crimes Enforcement Network
Docket: FINCEN-2024-0006
Published: 2024-02-15
Comments due: 2024-04-15
Status: Comment period closed April 15, 2024 · no final rule found yet
Total public comments: 56
Letters listed here: 31

Federal Register notice ↗ · Docket on Regulations.gov ↗

Who commented, by industry

Investment & Securities 12 Other 6 Law, Accounting & Consulting 4 Advocacy & Nonprofits 4 Banking & Lending 2 Insurance 2 Technology, Media & Telecom 1

Who commented

DMA Consulting Group Company Law, Accounting & Consulting

filed 2024-05-02

Financial Crimes Enforcement Network: Anti-Money Laundering/Countering the Financing of Terrorism Program and Suspicious Activity Report Filing Requirements for Registered Investment Advisers and Exempt Reporting Advisers

Who commented, by industry

Who commented

DMA Consulting Group Company Law, Accounting & Consulting

SCHULTE ROTH & ZABEL LLP Company Law, Accounting & Consulting

Americans for Financial Reform Education Fund (AFREF) Nonprofit or advocacy group Advocacy & Nonprofits

Bank Policy Institute Trade or professional group Banking & Lending

The Investment Adviser Association Trade or professional group Investment & Securities

Financial Accountability and Corporate Transparency Coalition (FACT Coalition) Nonprofit or advocacy group Advocacy & Nonprofits

a16z Company Other

Teachers Insurance and Annuity Association of America (TIAA) Trade or professional group Insurance

LSEG Company Other

American Investment Council Trade or professional group Investment & Securities

Financial Industry Regulatory Authority (FINRA) Trade or professional group Investment & Securities

American Bankers Association Trade or professional group Banking & Lending

National Venture Capital Association Trade or professional group Investment & Securities

SIFMA & SIFMA AMG Coalition or joint letter Investment & Securities

Foundation for Defense of Democracies Nonprofit or advocacy group Advocacy & Nonprofits

Anti-Corruption Data Collective Company Technology, Media & Telecom

Insured Retirement Institute Trade or professional group Insurance

MFA Company Other

The SPARK Institute Trade or professional group Investment & Securities

Money Management Institute Trade or professional group Investment & Securities

Alternative Investment Management Association (AIMA) Trade or professional group Investment & Securities

American Institute of CPAs (AICPA) Trade or professional group Law, Accounting & Consulting

Charles Schwab & Co., Inc. Company Investment & Securities

Transparency International U.S. Nonprofit or advocacy group Advocacy & Nonprofits

North American Securities Administrators Association, Inc. (NASAA) Trade or professional group Investment & Securities

Investment Company Institute Trade or professional group Investment & Securities

Global Legal Entity Identifier Foundation (GLEIF) Nonprofit or advocacy group Investment & Securities

DMA Consulting Group Company Law, Accounting & Consulting

Fiscalis Advisory, Inc. Company Other

Farnam Financial Company Other

Fenergo Limited Company Other