Rules › EBSA-2023-0014

Hearing on Retirement Security Rule: Definition of an Investment Advice Fiduciary and Associated Prohibited Transaction Exemption Amendments

Proposed rule from the Labor Department, Employee Benefits Security Administration (docket EBSA-2023-0014). 33 comment letters from companies and organizations are listed below.

Agency
Labor Department, Employee Benefits Security Administration
Docket
EBSA-2023-0014
Published
2023-11-20
Comments due
2023-11-29
Status
Comment period closed November 29, 2023 · no final rule found yet
Total public comments
49
Letters listed here
33

Federal Register notice ↗ · Docket on Regulations.gov ↗

Who commented, by industry

Advocacy & Nonprofits 10 Investment & Securities 8 Insurance 6 Other 3 Business Groups & Chambers 2 Law, Accounting & Consulting 2 Labor Unions 1 Banking & Lending 1

Who commented

Betterment Company Investment & Securities

filed 2023-11-30

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed 2023-11-30

ADISA Company Other

filed 2023-11-30

National Association of Insurance and Financial Advisors Trade or professional group Insurance

filed 2023-11-30

Insured Retirement Institute Trade or professional group Insurance

filed 2023-11-30

The Committee of Annuity Insurers Trade or professional group Insurance

filed 2023-11-30

Consumer Federation of America (CFA) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “Consumer Federation of America” · filed 2023-11-30

Federation of Americans for Consumer Choice Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

American Federation of Labor and Congress of Industrial Organizations (AFL-CIO) Labor union Labor Unions

filed as “AFL-CIO” · filed 2023-11-30

Public Citizen Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

American Investment Council Trade or professional group Investment & Securities

filed 2023-11-30

AARP Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

Financial Services Institute (FSI) Trade or professional group Investment & Securities

filed as “Financial Services Institute, Inc. (FSI)” · filed 2023-11-30

Better Markets, Inc. Company Advocacy & Nonprofits

filed as “Better Markets” · filed 2023-11-30

Pension Rights Center Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

U.S. Chamber of Commerce Trade or professional group Business Groups & Chambers

filed 2023-11-30

Institute for Portfolio Alternatives Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

Groom Law Group on behalf of Clients Coalition or joint letter Law, Accounting & Consulting

filed 2023-11-30

National Association for Fixed Annuities Trade or professional group Insurance

filed 2023-11-30

Americans for Financial Reform (AFREF) Nonprofit or advocacy group Advocacy & Nonprofits

filed as “Americans for Financial Reform” · filed 2023-11-30

American Bankers Association Trade or professional group Banking & Lending

filed 2023-11-30

American Benefits Council Trade or professional group Business Groups & Chambers

filed 2023-11-30

Public Investors Advocate Bar Association Trade or professional group Law, Accounting & Consulting

filed 2023-11-30

Institute for the Fiduciary Standard Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

The SPARK Institute Trade or professional group Investment & Securities

filed 2023-11-30

Finseca Trade or professional group Insurance

filed 2023-11-30

Pension Rights Center Nonprofit or advocacy group Advocacy & Nonprofits

filed 2023-11-30

American Council of Life Insurers (ACLI) Trade or professional group Insurance

filed 2023-11-30

American Retirement Association Trade or professional group Investment & Securities

filed 2023-11-30

Financial Planning Association Trade or professional group Other

filed 2023-11-30

Cetera Financial Group Company Investment & Securities

filed 2023-11-30

Certified Financial Planner Board of Standards (CFP Board) Trade or professional group Other

filed 2023-11-30

Investment Company Institute Trade or professional group Investment & Securities

filed 2023-11-30