Companies › Cetera Financial Group

Cetera Financial Group

Company Investment & Securities

Cetera Financial Group is listed as a company in Investment & Securities. It has filed 3 comment letters on 3 proposed federal rules in 2026, most often with the Securities and Exchange Commission.

Type
Company
Industry
Investment & Securities
Comment letters
3
Rules commented on
3
First letter
2026-04-29
Latest letter
2026-09-22
Agencies most often
Securities and Exchange Commission (1); Employee Benefits Security Administration (1); Wage and Hour Division (1)

Activity by year

20263

Letters

2026

Electronic Delivery of Information Under the Federal Securities Laws

S7-2026-25Securities and Exchange Commission · filed 2026-09-22

Fiduciary Duties in Selecting Designated Investment Alternatives

EBSA-2026-0166Labor Department, Employee Benefits Security Administration · filed 2026-06-02

Employee or Independent Contractor Status Under the Fair Labor Standards Act, Family and Medical Leave Act, and Migrant and Seasonal Agricultural Worker Protection Act

WHD-2026-0001Labor Department, Wage and Hour Division · filed 2026-04-29