Rules › EBSA-2023-0017

Proposed Amendment to Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, and 86-128

Proposed rule from the Labor Department, Employee Benefits Security Administration (docket EBSA-2023-0017). 14 comment letters from companies and organizations are listed below.

Agency
Labor Department, Employee Benefits Security Administration
Docket
EBSA-2023-0017
Published
2023-11-03
Comments due
2024-01-02
Status
Comment period closed January 2, 2024 · no final rule found yet
Total public comments
53
Letters listed here
14
Joint letters
1, adding 1 more organization as co-signers

Federal Register notice ↗ · Docket on Regulations.gov ↗

Who commented, by industry

Investment & Securities 8 Law, Accounting & Consulting 1 Other 1 Advocacy & Nonprofits 1 Insurance 1 Banking & Lending 1 Business Groups & Chambers 1

Who commented

Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. Company Investment & Securities

filed 2024-01-05

Securities Industry and Financial Markets Association (SIFMA) Trade or professional group Investment & Securities

filed as “SIFMA” · filed 2024-01-05
Joint letter, also signed by 1 organization: Gibson, Dunn & Crutcher LLP

Davis & Harman LLP Company Law, Accounting & Consulting

filed 2024-01-05

Sanctuary Wealth Management, LLC Company Investment & Securities

filed 2024-01-05

State Street Global Advisors Company Investment & Securities

filed 2024-01-05

Financial Services Institute (FSI) Trade or professional group Investment & Securities

filed 2024-01-05

Investment Company Institute Trade or professional group Investment & Securities

filed 2024-01-05

American Securities Association Trade or professional group Investment & Securities

filed 2024-01-05

Prudential Financial, Inc. Company Other

filed 2024-01-05

XY Planning Network -- a client Nonprofit or advocacy group Advocacy & Nonprofits

filed 2024-01-05

Insured Retirement Institute Trade or professional group Insurance

filed 2024-01-05

BlackRock, Inc. Company Investment & Securities

filed as “BlackRock” · filed 2024-01-05

American Bankers Association Trade or professional group Banking & Lending

filed 2024-01-05

National Federation of Independent Business (NFIB) Trade or professional group Business Groups & Chambers

filed as “National Federation of Independent Business, Inc.” · filed 2023-12-20