Companies › DirectBooks LLC

DirectBooks LLC

Company Investment & Securities

DirectBooks LLC is listed as a company in Investment & Securities. It has filed 2 comment letters on 1 proposed federal rule between 2022 and 2023, most often with the Securities and Exchange Commission. Of those rules, 1 was withdrawn.

Type
Company
Industry
Investment & Securities
Comment letters
2
Rules commented on
1
First letter
2022-04-18
Latest letter
2023-06-13
Agencies most often
Securities and Exchange Commission (2)

Activity by year

20221
20231

Letters

2023

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2023-06-13 Withdrawn 2025

2022

Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

S7-02-22Securities and Exchange Commission · filed 2022-04-18 Withdrawn 2025