| Company Name | Agency | File Number | Proposed Rule | Date Submitted | Comment Letter Link |
|---|---|---|---|---|---|
Bloomberg L.P. Bloomberg L.P. | Securities and Exchange Commission Securities and Exchange Commission | S7-22-22 S7-22-22 | Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers Amendments to Form PF to Amend Reporting Requirements for All Filers and Large Hedge Fund Advisers | 10/13/22 10/13/22 | Download |
Citadel Securities Citadel Securities | Securities and Exchange Commission Securities and Exchange Commission | S7-21-22 S7-21-22 | Clearing Agency Governance and Conflicts of Interest Clearing Agency Governance and Conflicts of Interest | 10/7/22 10/7/22 | Download |
London Stock Exchange Group London Stock Exchange Group | Securities and Exchange Commission Securities and Exchange Commission | S7-21-22 S7-21-22 | Clearing Agency Governance and Conflicts of Interest Clearing Agency Governance and Conflicts of Interest | 10/7/22 10/7/22 | Download |
Options Clearing Corporation Options Clearing Corporation | Securities and Exchange Commission Securities and Exchange Commission | S7-21-22 S7-21-22 | Clearing Agency Governance and Conflicts of Interest Clearing Agency Governance and Conflicts of Interest | 10/7/22 10/7/22 | Download |
Intercontinental Exchange, Inc. Intercontinental Exchange, Inc. | Securities and Exchange Commission Securities and Exchange Commission | S7-21-22 S7-21-22 | Clearing Agency Governance and Conflicts of Interest Clearing Agency Governance and Conflicts of Interest | 11/11/22 11/11/22 | Download |
Chicago Trading Company Chicago Trading Company | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/27/22 9/27/22 | Download |
Nasdaq Nasdaq | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 10/6/22 10/6/22 | Download |
Cboe Global Markets, Inc. Cboe Global Markets, Inc. | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/27/22 9/27/22 | Download |
Belvedere Trading Belvedere Trading | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/27/22 9/27/22 | Download |
Better Markets, Inc. Better Markets, Inc. | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/27/22 9/27/22 | Download |
Akuna Securities LLC Akuna Securities LLC | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/27/22 9/27/22 | Download |
Volant Trading Volant Trading | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/27/22 9/27/22 | Download |
Group One Trading, LP Group One Trading, LP | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/26/22 9/26/22 | Download |
PEAK6 Capital Management LLC PEAK6 Capital Management LLC | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/26/22 9/26/22 | Download |
Virtu Financial Virtu Financial | Securities and Exchange Commission Securities and Exchange Commission | S7-05-15 S7-05-15 | Exemption for Certain Exchange Members Exemption for Certain Exchange Members | 9/30/22 9/30/22 | Download |
BCE Inc. BCE Inc. | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/30/22 3/30/22 | Download |
The Home Depot, Inc. The Home Depot, Inc. | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/31/22 3/31/22 | Download |
Empire State Realty Trust Empire State Realty Trust | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/29/22 3/29/22 | Download |
Fenwick & West LLP Fenwick & West LLP | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/31/22 3/31/22 | Download |
FedEx Corporation FedEx Corporation | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 4/1/22 4/1/22 | Download |
Virtu Financial Virtu Financial | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/29/22 3/29/22 | Download |
BrillLiquid BrillLiquid | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/28/22 3/28/22 | Download |
Simpson, Thacher, & Bartlett LLP Simpson, Thacher, & Bartlett LLP | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/31/22 3/31/22 | Download |
XBRL US XBRL US | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 3/31/22 3/31/22 | Download |
International Bancshares Corporation International Bancshares Corporation | Securities and Exchange Commission Securities and Exchange Commission | S7-21-21 S7-21-21 | Share Repurchase Disclosure Modernization Share Repurchase Disclosure Modernization | 4/1/22 4/1/22 | Download |